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Are you looking for asset management company registration with SEBI? Connect with Enterslice to simplify the process with our quick, transparent, and compliant registration assistance.
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If you are a financial institution looking to manage pooled investments and participate in Indiaโs securities market, obtaining asset management company registration with SEBI is a crucial step. Asset management company registration with SEBI authorizes entities to operate mutual funds or other collective investment schemes, ensuring transparency and investor protection.
Asset Management Company Registration SEBI enables entities to manage investorsโ funds, design diverse investment portfolios, and continue the efficient functioning of Indiaโs capital market. Worried about handling the complicated SEBI registration process? Talk to our experts, who guide you through every step and make your asset management company registration simple, quick, and fully compliant.
SEBIโs approval to operate as an AMC
45 Asset Management Companies in India
Total AUM โน75.61 Trillion (As of 30 Sept, 2025)
20% CAGR Over the Past 10 Years
AUM to Reach โน100 Lakh Crore by 2030
Investor Folios Reached 25.19 Crore ((As of 30 Sept, 2025))
Get SEBI approval for AMC registration in India with Entersliceโs expert-led support.
The different types of AMCs for AMC registration in India, categorized based on their investment strategy and unique characteristics, are discussed below:
A mutual fund company, also known as a mutual fund house, authorizes the registration and management of mutual funds by pooling individual investorsโ money with a diversified portfolio of stocks, bonds, and other securities. It is one of the prominent AMCs for asset management company registration with SEBI in India.
A hedge fund company is authorized to make use of aggressive strategies like derivative trading. Targeting the high net worth of individual and institutional investors by making higher returns is the ultimate aim of the hedge fund companies registered in India.
The private equity firm is a type of asset management company that generally invests in private companies to manage and restructure the value of shares of private startups or mature companies.
Real estate investment trusts (REITs) are asset management companies that invest in real estate properties to generate rental income and capital appreciation over time.
Exchange-traded fund providers are asset management companies that deal with a variety of exchange-traded funds.
Pension fund managers typically manage pension funds with a long-term, low-risk investment strategy. The main objective of pension fund AMCs is to ensure the sufficiency of funds for future pension payments.
Insurance asset management companies are mainly responsible for the investment and management of the premiums collected from the policyholders. It is one of the significant types of AMCs for asset management company registration with SEBI.
Wealth management firms, or sovereign wealth funds (SWF), are professionalized investment solutions designed to cater to individualsโ high-net-worth, estate, tax, and retirement planning.
The applicants obtaining asset management company registration with SEBI enjoy several benefits, as discussed below:
The SEBI-registered AMCs are authorized to hire qualified fund managers and financial experts to manage investorsโ money efficiently, thereby ensuring informed and strategic investment decisions.
The asset management company registration in India ensures portfolio diversification to mitigate the risks related to the investment market and maximize profit.
Obtaining asset management company registration with SEBI enhances transparency, accountability, and investor trust, as AMCs must comply with strict regulatory standards and reporting norms.
The asset management company registration reduces expenses (costs) and increases the scale of operations by employing large funds to procure quality assets and securities.
Channelling savings into productive instruments, SEBI-registered AMCs play a crucial role in strengthening Indiaโs financial ecosystem and promoting capital market development.
CThe registered AMCs gain access to a wide range of investment instruments and markets that may not be easily available to individual investors. It is one of the benefits of asset management company registration with SEBI.
The process for asset management company registration SEBI requires compliance with the following steps, as discussed below:
The first step requires the applicant to conduct a thorough market research and decide the legal structure of the investment industry.
You need to create a detailed business plan to register NBFC with RBI, including a summary of how you plan to operate it and make money from it. Once the plan is ready, submit it to the RBI.
The next step requires the applicant to fulfil the necessary eligibility criteria for asset management company registration with SEBI.
Next, the applicants must file an application form A in the manner as prescribed under the SEBI (Mutual Funds) Regulations.
In the next step, the applicant awaits review and verification of documents submitted for asset management company registration in India.
Upon being satisfied with the inspection and verification, SEBI authorizes the grant of a certificate of registration to the applicants.
The asset management companies in India operate through a structured process to generate returns for their investors while managing risk efficiently. The working mechanism generally involves three key stages, as discussed below:
In this stage, the investment managers decide how to distribute funds across different asset classes, based on market evaluation, risk appetite, investment goals, and economic conditions to ensure a balanced and diversified portfolio.
In this stage, the asset managers conduct in-depth market research and financial analysis to identify the best investment opportunities and build a well-structured investment portfolio for effective asset management.
Once the investments are made, AMCs regularly monitor the portfolioโs performance, track market movements, and assess returns, thereby highlighting performance updates and any portfolio adjustments.
The list of essential documents for the AMC registration in India is as follows:
Memorandum & Articles of Association (M&AOA)
Copy of executed trust deed
Copy of executed investment management agreement
Detailed business plan of the company
Detailed scheme of investment
Directorsโ Identification Number (DIN) of the company
KYC documents of the directors and investors
Aadhar and PAN Card details of the directors and investors
Copy of board resolution approving investment in the company
Auditorโs certificate to confirm sponsorโs contribution
Copy of executed custodian agreement
Copy of executed register and transfer agent agreement
Any other supporting documents (if required)
The Securities and Exchange Board of India serves as the primary regulatory authority overseeing the operations of AMC. SEBI establishes a comprehensive set of rules and guidelines to ensure investor protection, maintain market integrity, and promote transparency in mutual fund operations for asset management company registration.
On the other hand, the Association of Mutual Funds of India acts as a self-regulatory industry body responsible for representing the registered AMCs in India. However, they contemplate SEBIโs regulatory framework by enforcing a code of conduct, promoting ethical business practices, and spreading investor awareness through educational initiatives.
Together, SEBI and AMFI play a crucial role in strengthening Indiaโs mutual fund ecosystem, thereby ensuring fair practices, transparent fund management, and enhanced investor confidence. Asset management company registration with SEBI is crucial, not optional.
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The establishment of the asset management companies that manage pooled investments plays a vital role in Indiaโs financial ecosystem. The primary function of an asset management company is to invest these funds in diverse securities such as equities, bonds, and other financial instruments while maintaining transparency, compliance, and investor protection.
AMCs are also held responsible for designing different investment strategies, conducting detailed market research, and ensuring alignment of managed funds. They also play a crucial role in maintaining market stability by ensuring disciplined fund management and adhering to SEBIโs regulatory framework. Some of the key functions of an asset management company are discussed below:
It helps build and manage a diversified portfolio by investing in different assets like stocks, bonds, and other securities.
Fund managers execute the buying and selling of securities to align the portfolio with the fundโs objectives.
Employs strategies to manage risks, including diversifying investments across different asset classes.
It ensures the collection of money from a wide range of investors to create a pooled fund.
The investors choosing AMC registration in India with SEBI must consider the following metrics, as discussed below:
Connect with Enterslice consultants to better understand these financial metrics required while Asset management company registration in India with SEBI.
Any non-compliance with the asset management company registration with SEBI in India and operational guidelines primarily results in severe penalties imposed by the Board.
The penalties for non-compliance with NBFC registration guidelines are listed below for your understanding:
The eligibility criteria for obtaining asset management company registration with SEBI are as discussed below:
Checklist for Asset Management Company Registration with SEBI
Who Needs to Apply for an Asset Management Company Registration in India?
The following is the list of mandatory compliances post AMC registration in India-
Enterslice, being one of the trusted consulting firms for asset management company registration with SEBI, holds more than a decade of expertise. From AIF registration to PMS registration with SEBI, etc, we have got you covered. Connect us to know why our services are considered the best fit for AMC registration in India:
It takes around 5 to 7 working days to obtain an AMC license with SEBI, totally varying based on the fulfilment of SEBI-issued guidelines for Asset Management Company registration with SEBI.
An asset management company (AMC) is a financial institution that pools money from various investors to invest in a diversified portfolio of assets like stocks, bonds, and real estate. They are often called money managers or fund managers responsible for professionally managing investments to generate returns for clients.
The entities and applicants complying with the following eligibility criteria for asset management company registration with SEBI in India-
Yes, a non-resident Indian is eligible to invest in an asset management company registered under the SEBI guidelines.
The process to start an asset management company in India requires compliance with the following steps, as stated below:
Asset management companies in India operate as financial institutions that pool funds from various investors and invest them in diversified portfolios of securities, such as stocks, bonds, and real estate.
The Securities and Exchange Board of India is the primary authority responsible for regulating the registration of asset management companies in India. However, the Association of Mutual Funds in India acts as the secondary or self-regulatory body for asset management companies in India.
The Asset Management Company manages pooled investor funds in mutual funds by creating a diversified portfolio of assets like stocks and bonds. Its role also includes professional fund management, informed decision-making, handling administrative tasks, and ensuring regulatory compliance to help investors meet their financial goals.
No, asset management is not equivalent to investment management. However, investment management is a subset of the broader field of asset management.
The primary challenges faced in asset management company registration with SEBI include complying with stringent regulatory requirements, managing intense market competition, building a robust technology infrastructure, and implementing effective risk management strategies.
The main revenue streams for a SEBI-registered asset management company in India are management fees, collected as a percentage of assets under management, and performance fees, which are additional charges for outperforming benchmarks.
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