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Over 2000 mutual fund schemes registered with SEBI India! Are you ready to launch your fund? At Enterslice, we ensure stress-free registration of mutual fund with SEBI India. Now, getting SEBI approval is easy and effortless.
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Types Benefits Legal & Regulatory Procedure Documents Required Eligibility Why Choose Us Schedule Meeting An Overview of Registration of Mutual Fund with SEBI India If you are looking for professional assistance in obtaining Registration of Mutual Fund with SEBI India, Enterslice is here to help. We offer expert guidance to simplify the process and ensure compliance with regulatory requirements. A mutual fund is a form of trust consisting of a sponsor, trustees, an Asset Management Company (AMC), and a custodian. It is established by one or more sponsors, who act as promoters of the fund. Trustees hold the property of the mutual fund for the benefit of its unit holders. In essence, a mutual fund is a financial instrument that pools money from various investors to invest in securities such as government bonds, corporate bonds, stocks, and shares of listed companies. The profits or losses from these investments are then distributed among the investors. Mutual funds are managed by professional managers working under an Asset Management Company approved by the Securities and Exchange Board of India (SEBI). SEBI regulates the registration of mutual funds in India to safeguard investors’ interests and increase awareness about how mutual funds work. This makes the process of mutual fund registration structured and transparent. Get Registration of Mutual Fund with SEBI India with Enterslice Secure your investment framework and build investor trust in the regulated financial market of India through registration of mutual fund with SEBI India. Get Started Now Types of Mutual Funds Based on Structure Typically, a mutual fund is categorized into several structures, influencing how investors buy and sell units. Given below are the types of mutual funds based on structure: Open-Ended Funds These funds have no maturity date, allowing you to buy or sell units at any time. They offer the highest liquidity and are the most common type of fund, ideal for investors who want easy access to their money. Closed-Ended Funds These funds have a fixed lock-in period. You can only invest during the initial offer period and must wait until maturity to redeem your units directly. This structure is for investors who can commit their money for a set duration. Interval Funds A hybrid option, interval funds are open for transactions only during specific pre-defined intervals each year. They offer a balance between the liquidity of open-ended funds and the locked-in nature of closed-ended funds. Benefits of Mutual Fund Registration The list of benefits of Mutual Fund Registration is as follows: Regulatory Compliance Registering a Mutual Fund with SEBI India ensures compliance with regulatory standards, making it legally eligible to operate and invest. Investor Confidence Fulfilling SEBI’s compliance requirements boosts investor confidence, thereby enhancing the fund’s overall credibility and market appeal. Market Access SEBI mutual fund registration provides entry into the mutual fund industry, opening doors to new opportunities for growth and expansion. Risk Management Operating in a regulated environment under SEBI reduces potential risks, as it promotes best practices, strong governance, and effective risk management. Legal & Regulatory Framework for Mutual Fund Registration The list of legal and regulatory framework for mutual fund registration is as follows: SEBI (Securities and Exchange Board of India) SEBI is the primary regulatory authority for the mutual fund industry in India. It formulates policies and regulations to ensure transparency, fairness, and the smooth functioning of the industry. SEBI (Mutual Funds) Regulations, 1996 These regulations govern the establishment and operations of mutual funds in India. They provide detailed guidelines for registration, management, marketing, and overall functioning of mutual funds. AMFI (Association of Mutual Funds in India) AMFI is a self-regulatory organization that safeguards the interests of mutual funds and their investors. It also sets ethical and professional standards, ensuring best practices within the industry. Procedure for Registration of Mutual Fund with SEBI India The step-by-step procedure for the Registration of Mutual Fund with SEBI India is as follows: Formation of the Trust and Appointment of Trustees Mutual funds are established as a trust under the Indian Trusts Act, 1882. A registered trust deed must define objectives and strategies, and trustees are appointed to ensure compliance with SEBI rules while protecting investors’ interests. Registration Process with SEBI The AMC must file Form A with SEBI along with the trust deed, required documents, and fees. SEBI scrutinizes the application, and if satisfied, issues the Certificate of Registration. Every mutual fund must also pay an annual fee before 15th April each year. Infrastructure and Systems Setup Post-registration, the AMC must establish strong systems for fund management, compliance, reporting, and customer service to ensure smooth operations and investor confidence. Appointment of Custodian and Registrar A custodian is appointed to safeguard fund securities, while a registrar manages investor services such as transactions, records, and queries, ensuring transparency and efficiency. Scheme Launch and Marketing After fulfilling all requirements, the mutual fund can launch its schemes. At this stage, effective marketing strategies are key to attracting investors and building a market presence. Documents Required for Mutual Fund Registration The list of documents required for Mutual Fund Registration is as follows: A formal application for registration Memorandum & Articles of Association of the AMC Trust deed Investment management agreement Custodian agreement Registrar and Transfer Agent Agreement (if applicable) Auditors certificate Biographies of key personnel Details of Infrastructure Business plan Compliance officer appointment SEBI (Mutual Funds) Regulations compliance Disclosure documents KYC (Know Your Customer) documentation Legal and regulatory compliance documents Tax compliance and registration certificates Risk management framework Cybersecurity policies Eligibility Criteria for Registration of Mutual Fund with SEBI India The eligibility criteria of an applicant for registration of mutual fund with SEBI India are as follows: The sponsor must have a sound track record and a reputation for fairness and integrity in all business dealings. The sponsor should contribute at least 40% towards the net worth of the Asset Management Company (AMC). The sponsor must have been carrying on business in financial services for not less than five years. The mutual fund must be registered as a trust under the Indian Trusts Act, 1881. The company’s net worth must remain positive for all the immediately preceding five years. The sponsor, directors, or principal officer of the mutual fund must not have been guilty of fraud, convicted of offences involving moral turpitude, or found guilty of economic offences. The applicant must be a fit and proper person as per regulatory requirements. The mutual fund must be in the form of a trust, and the trust deed must be approved by SEBI. Trustees of the mutual fund must act in compliance with applicable laws and regulations. An Asset Management Company (AMC) must be appointed to manage and operate the schemes as per the prescribed laws and regulations. Minimum net worth for an AMC with a proven track record- INR 50 Crore AMCs that qualify for Mutual Fund Lite (MF Lite) Framework- INR 35 Crore Net worth requirement for an MF Lite AMC- INR 25 Crore (If the AMC can demonstrate consistent profits for 5 consecutive years) Net worth requirement for AMCs without a sound track record is INR 150 crore. Why Trust Enterslice for Mutual Fund Registration? At Enterslice, we are proud to offer unmatched expertise and comprehensive services for Mutual Fund Registration. Given below are the reasons why financial service providers and business enthusiasts consider our services for online Mutual Fund Registration with SEBI: Expert Guidance to Ensure Smooth Mutual Fund Registration with SEBI Pioneer in Mutual Fund Advisory with Deep Knowledge of SEBI Regulations Proven High Success Rate in Mutual Fund Registration Approvals End-to-End Support from Application Filing to Post-Registration Compliance Assistance in Trust Formation, AMC Incorporation, and Trustee Appointment Detailed Eligibility Assessment of Sponsors, AMC, and Custodian Post-Registration Compliance Support in Line with SEBI Mutual Fund Regulations, 1996 Avoidance of Delays and Complications through Expert Documentation Handling Comprehensive Mutual Fund Registration Services Ensuring 100% Compliance Access to a Team of 200+ Mutual Fund and SEBI Regulatory Experts Post-Registration Support to Ensure Adherence to SEBI’s Ongoing Disclosure Requirements Transparent Pricing for Registration of Mutual Fund with SEBI India 24/7 Support for All Queries Related to Mutual Fund Registration FAQs on Registration of Mutual Fund with SEBI India Have a look at the following answers to the most asked questions: How does a Mutual Fund Work? The mutual fund works by pooling the money of various investors and providing it to the fund manager of an asset management company, who invests it for the benefit of the investors. What is a Scheme Offer Document? It is a Document that contains the details of the mutual schemes offered to the general public by the Asset Management Company for investment. Can NRI invest in Mutual Funds? Yes, NRIs can invest in Mutual funds through the various schemes offered by the Scheme Offer Document. What are Mutual funds? A mutual fund is a mechanism that pools money from investors by issuing units and investing funds in securities according to the objectives as disclosed in the offer documents. How are mutual funds set up? Mutual is established as a trust under the Trust Act 1882, it consists of trustees, an Asset management company and a custodian. Meanwhile, sponsors and trustees work as promoters of a company. Trustees hold their property for the benefit of the unit holder. What is the role of SEBI in mutual fund registration? SEBI, which stands for Securities and Exchange Board of India, is a primary regulatory body that regulates mutual funds to ensure transparency, protect investors' interests and maintain market integrity. What documents are required for mutual fund registration? Some of the important documents required for mutual fund registration are as follows: Trust deed, investment management agreement, offering documents and other legal and financial disclosures. What are the challenges in mutual fund registration? The list of challenges in registration of mutual fund with SEBI India is as follows: Navigating Regulatory Requirements- Understanding and complying with the regulatory framework for mutual fund registration can be complex and challenging. Capital Requirement- New entrants often struggle to meet the minimum capital requirements needed for registration. Risk Management- Developing effective risk management strategies is essential to maintain investor confidence and ensure regulatory compliance. Who should register an Alternative Investment Fund with SEBI? Asset managers, investment companies and individual investors who want to invest in alternative assets should register an Alternative Investment Fund with SEBI. What is NAV? NAV, or Net Asset Value, is the price at which mutual fund units are bought or sold. It represents the market value of the fund’s assets after deducting its liabilities.
If you are looking for professional assistance in obtaining Registration of Mutual Fund with SEBI India, Enterslice is here to help. We offer expert guidance to simplify the process and ensure compliance with regulatory requirements.
A mutual fund is a form of trust consisting of a sponsor, trustees, an Asset Management Company (AMC), and a custodian. It is established by one or more sponsors, who act as promoters of the fund. Trustees hold the property of the mutual fund for the benefit of its unit holders.
In essence, a mutual fund is a financial instrument that pools money from various investors to invest in securities such as government bonds, corporate bonds, stocks, and shares of listed companies. The profits or losses from these investments are then distributed among the investors.
Mutual funds are managed by professional managers working under an Asset Management Company approved by the Securities and Exchange Board of India (SEBI). SEBI regulates the registration of mutual funds in India to safeguard investors’ interests and increase awareness about how mutual funds work. This makes the process of mutual fund registration structured and transparent.
Secure your investment framework and build investor trust in the regulated financial market of India through registration of mutual fund with SEBI India.
Typically, a mutual fund is categorized into several structures, influencing how investors buy and sell units. Given below are the types of mutual funds based on structure:
These funds have no maturity date, allowing you to buy or sell units at any time. They offer the highest liquidity and are the most common type of fund, ideal for investors who want easy access to their money.
These funds have a fixed lock-in period. You can only invest during the initial offer period and must wait until maturity to redeem your units directly. This structure is for investors who can commit their money for a set duration.
A hybrid option, interval funds are open for transactions only during specific pre-defined intervals each year. They offer a balance between the liquidity of open-ended funds and the locked-in nature of closed-ended funds.
The list of benefits of Mutual Fund Registration is as follows:
Registering a Mutual Fund with SEBI India ensures compliance with regulatory standards, making it legally eligible to operate and invest.
Fulfilling SEBI’s compliance requirements boosts investor confidence, thereby enhancing the fund’s overall credibility and market appeal.
SEBI mutual fund registration provides entry into the mutual fund industry, opening doors to new opportunities for growth and expansion.
Operating in a regulated environment under SEBI reduces potential risks, as it promotes best practices, strong governance, and effective risk management.
The list of legal and regulatory framework for mutual fund registration is as follows:
SEBI is the primary regulatory authority for the mutual fund industry in India. It formulates policies and regulations to ensure transparency, fairness, and the smooth functioning of the industry.
These regulations govern the establishment and operations of mutual funds in India. They provide detailed guidelines for registration, management, marketing, and overall functioning of mutual funds.
AMFI is a self-regulatory organization that safeguards the interests of mutual funds and their investors. It also sets ethical and professional standards, ensuring best practices within the industry.
The step-by-step procedure for the Registration of Mutual Fund with SEBI India is as follows:
Mutual funds are established as a trust under the Indian Trusts Act, 1882. A registered trust deed must define objectives and strategies, and trustees are appointed to ensure compliance with SEBI rules while protecting investors’ interests.
The AMC must file Form A with SEBI along with the trust deed, required documents, and fees. SEBI scrutinizes the application, and if satisfied, issues the Certificate of Registration. Every mutual fund must also pay an annual fee before 15th April each year.
Post-registration, the AMC must establish strong systems for fund management, compliance, reporting, and customer service to ensure smooth operations and investor confidence.
A custodian is appointed to safeguard fund securities, while a registrar manages investor services such as transactions, records, and queries, ensuring transparency and efficiency.
After fulfilling all requirements, the mutual fund can launch its schemes. At this stage, effective marketing strategies are key to attracting investors and building a market presence.
The list of documents required for Mutual Fund Registration is as follows:
A formal application for registration
Memorandum & Articles of Association of the AMC
Trust deed
Investment management agreement
Custodian agreement
Registrar and Transfer Agent Agreement (if applicable)
Auditors certificate
Biographies of key personnel
Details of Infrastructure
Business plan
Compliance officer appointment
SEBI (Mutual Funds) Regulations compliance
Disclosure documents
KYC (Know Your Customer) documentation
Legal and regulatory compliance documents
Tax compliance and registration certificates
Risk management framework
Cybersecurity policies
The eligibility criteria of an applicant for registration of mutual fund with SEBI India are as follows:
At Enterslice, we are proud to offer unmatched expertise and comprehensive services for Mutual Fund Registration. Given below are the reasons why financial service providers and business enthusiasts consider our services for online Mutual Fund Registration with SEBI:
Have a look at the following answers to the most asked questions:
The mutual fund works by pooling the money of various investors and providing it to the fund manager of an asset management company, who invests it for the benefit of the investors.
It is a Document that contains the details of the mutual schemes offered to the general public by the Asset Management Company for investment.
Yes, NRIs can invest in Mutual funds through the various schemes offered by the Scheme Offer Document.
A mutual fund is a mechanism that pools money from investors by issuing units and investing funds in securities according to the objectives as disclosed in the offer documents.
Mutual is established as a trust under the Trust Act 1882, it consists of trustees, an Asset management company and a custodian. Meanwhile, sponsors and trustees work as promoters of a company. Trustees hold their property for the benefit of the unit holder.
SEBI, which stands for Securities and Exchange Board of India, is a primary regulatory body that regulates mutual funds to ensure transparency, protect investors' interests and maintain market integrity.
Some of the important documents required for mutual fund registration are as follows: Trust deed, investment management agreement, offering documents and other legal and financial disclosures.
The list of challenges in registration of mutual fund with SEBI India is as follows:
Asset managers, investment companies and individual investors who want to invest in alternative assets should register an Alternative Investment Fund with SEBI.
NAV, or Net Asset Value, is the price at which mutual fund units are bought or sold. It represents the market value of the fund’s assets after deducting its liabilities.
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