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Over 2000 mutual fund schemes registered with SEBI India! Are you ready to launch your fund? At Enterslice, we ensure stress-free registration of mutual fund with SEBI India. Now, getting SEBI approval is easy and effortless.
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If you are looking for professional assistance in obtaining Registration of Mutual Fund with SEBI India, Enterslice is here to help. We offer expert guidance to simplify the process and ensure compliance with regulatory requirements.
A mutual fund is a form of trust consisting of a sponsor, trustees, an Asset Management Company (AMC), and a custodian. It is established by one or more sponsors, who act as promoters of the fund. Trustees hold the property of the mutual fund for the benefit of its unit holders.
In essence, a mutual fund is a financial instrument that pools money from various investors to invest in securities such as government bonds, corporate bonds, stocks, and shares of listed companies. The profits or losses from these investments are then distributed among the investors.
Mutual funds are managed by professional managers working under an Asset Management Company approved by the Securities and Exchange Board of India (SEBI). SEBI regulates the registration of mutual funds in India to safeguard investors’ interests and increase awareness about how mutual funds work. This makes the process of mutual fund registration structured and transparent.
Secure your investment framework and build investor trust in the regulated financial market of India through registration of mutual fund with SEBI India.
Typically, a mutual fund is categorized into several structures, influencing how investors buy and sell units. Given below are the types of mutual funds based on structure:
These funds have no maturity date, allowing you to buy or sell units at any time. They offer the highest liquidity and are the most common type of fund, ideal for investors who want easy access to their money.
These funds have a fixed lock-in period. You can only invest during the initial offer period and must wait until maturity to redeem your units directly. This structure is for investors who can commit their money for a set duration.
A hybrid option, interval funds are open for transactions only during specific pre-defined intervals each year. They offer a balance between the liquidity of open-ended funds and the locked-in nature of closed-ended funds.
The list of benefits of Mutual Fund Registration is as follows:
Registering a Mutual Fund with SEBI India ensures compliance with regulatory standards, making it legally eligible to operate and invest.
Fulfilling SEBI’s compliance requirements boosts investor confidence, thereby enhancing the fund’s overall credibility and market appeal.
SEBI mutual fund registration provides entry into the mutual fund industry, opening doors to new opportunities for growth and expansion.
Operating in a regulated environment under SEBI reduces potential risks, as it promotes best practices, strong governance, and effective risk management.
The list of legal and regulatory framework for mutual fund registration is as follows:
SEBI is the primary regulatory authority for the mutual fund industry in India. It formulates policies and regulations to ensure transparency, fairness, and the smooth functioning of the industry.
These regulations govern the establishment and operations of mutual funds in India. They provide detailed guidelines for registration, management, marketing, and overall functioning of mutual funds.
AMFI is a self-regulatory organization that safeguards the interests of mutual funds and their investors. It also sets ethical and professional standards, ensuring best practices within the industry.
The step-by-step procedure for the Registration of Mutual Fund with SEBI India is as follows:
Mutual funds are established as a trust under the Indian Trusts Act, 1882. A registered trust deed must define objectives and strategies, and trustees are appointed to ensure compliance with SEBI rules while protecting investors’ interests.
The AMC must file Form A with SEBI along with the trust deed, required documents, and fees. SEBI scrutinizes the application, and if satisfied, issues the Certificate of Registration. Every mutual fund must also pay an annual fee before 15th April each year.
Post-registration, the AMC must establish strong systems for fund management, compliance, reporting, and customer service to ensure smooth operations and investor confidence.
A custodian is appointed to safeguard fund securities, while a registrar manages investor services such as transactions, records, and queries, ensuring transparency and efficiency.
After fulfilling all requirements, the mutual fund can launch its schemes. At this stage, effective marketing strategies are key to attracting investors and building a market presence.
The list of documents required for Mutual Fund Registration is as follows:
A formal application for registration
Memorandum & Articles of Association of the AMC
Trust deed
Investment management agreement
Custodian agreement
Registrar and Transfer Agent Agreement (if applicable)
Auditors certificate
Biographies of key personnel
Details of Infrastructure
Business plan
Compliance officer appointment
SEBI (Mutual Funds) Regulations compliance
Disclosure documents
KYC (Know Your Customer) documentation
Legal and regulatory compliance documents
Tax compliance and registration certificates
Risk management framework
Cybersecurity policies
The eligibility criteria of an applicant for registration of mutual fund with SEBI India are as follows:
At Enterslice, we are proud to offer unmatched expertise and comprehensive services for Mutual Fund Registration. Given below are the reasons why financial service providers and business enthusiasts consider our services for online Mutual Fund Registration with SEBI:
Have a look at the following answers to the most asked questions:
The mutual fund works by pooling the money of various investors and providing it to the fund manager of an asset management company, who invests it for the benefit of the investors.
It is a Document that contains the details of the mutual schemes offered to the general public by the Asset Management Company for investment.
Yes, NRIs can invest in Mutual funds through the various schemes offered by the Scheme Offer Document.
A mutual fund is a mechanism that pools money from investors by issuing units and investing funds in securities according to the objectives as disclosed in the offer documents.
Mutual is established as a trust under the Trust Act 1882, it consists of trustees, an Asset management company and a custodian. Meanwhile, sponsors and trustees work as promoters of a company. Trustees hold their property for the benefit of the unit holder.
SEBI, which stands for Securities and Exchange Board of India, is a primary regulatory body that regulates mutual funds to ensure transparency, protect investors' interests and maintain market integrity.
Some of the important documents required for mutual fund registration are as follows: Trust deed, investment management agreement, offering documents and other legal and financial disclosures.
The list of challenges in registration of mutual fund with SEBI India is as follows:
Asset managers, investment companies and individual investors who want to invest in alternative assets should register an Alternative Investment Fund with SEBI.
NAV, or Net Asset Value, is the price at which mutual fund units are bought or sold. It represents the market value of the fund’s assets after deducting its liabilities.
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