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Comprehensive RBI Compliance Reporting Guide by Enterslice
At Enterslice, we take satisfaction in providing an in-depth overview targeted at offering very useful help to compliance officers, CFOs, and company secretaries in browsing the complex landscape of conformity coverage. Our main focus is on the regulations controlled by the Reserve Bank of India (RBI). This overview supplies a detailed summary, clarifying coverage days for different relevant regulations with a unique focus on essential areas like the Foreign Exchange Management Act (FEMA). Keep in mind that governing structures can go through modifications with individuals or businesses that are highly recommended to perform their very own due persistence for returns submitted with RBI. Our dedication to quality consists of keeping an upgraded conformity schedule and making sure individuals or businesses have access to the most up-to-date legislation. Our RBI calendar helps with the updates issued by the RBI to comply with and avoid penalties.
RBI Calendar List the Returns Submitted with RBI
The RBI Calendar’s key list for the returns submitted with RBI are given below:
Form VIII of Unclaimed Deposits
Enterslice helps in the timely submission of Form VIII of Unclaimed Deposits to the reporting entity.
FC-GPR (Foreign Collaboration-General Permission Route)
Enterslice helps an Indian company report the problem of equity instruments to non-resident investors and reporting entities.
FC-TRS (Foreign Collaboration-Transfer of Reserves)
Enterslice helps in the report of the transfer of equity instruments between citizens and non-citizens on a timely basis to the reporting entity.
LLP-I (Limited Liability Partnership - I)
Enterslice helps in the report invoice of capital contribution or acquisition of profits by cooperating with an LLP with a non-resident capitalist.
LLP-II (Limited Liability Partnership - II)
Enterslice helps with the reports transfer of resource contribution or revenue shares between a resident as well as a non-resident.
Convertible Notes
Enterslice helps with the issuing of reports of Convertible Notes by a start-up business to a non-resident financier or the transfer of exchangeable notes between a citizen and a non-resident.
ESOP (Employee Stock Option Plan)
Enterslice helps with the issuing of reports of ESOPs by an Indian business to its non-resident workers.
DRR (Depository Receipts)
Enterslice helps an Indian company issue reports of depository invoices (ADRs or GDRs).
DI (Downstream Investment)
Enterslice helps file the report of downstream financial investment made by an Indian business in one more Indian company, leading to indirect international financial investment.
InVI (Investment Vehicle Issuance)
Enterslice helps in filing the reported problem of devices by a financial investment automobile versus the international inflow.
Key Aspects of RBI and FEMA Compliance with the help of RBI Calendar for returns submitted with RBI
In the complex landscape of company procedures governing conformity holds the essential to lasting success. Amongst the important columns of conformity in India are the laws put down by the Reserve Bank of India (RBI) with the Foreign Exchange Management Act (FEMA). Navigating these governing structures is important to ensure the legitimacy and sustainability of the businesses. In this extensive overview, we explore the RBI Calendar for the returns submitted with RBI and FEMA conformity, dropping light on their importance and providing an understanding of how organizations can take advantage of specialist RBI and FEMA compliance solutions.
Foreign Investments
Foreign financial investments play a critical role in the Indian economic climate, driving development and the development of technology and resource mixtures. Nevertheless, these financial investments undergo rigorous policies under RBI and FEMA, so Enterslice's help in conformity with these policies is crucial for both foreign investors and Indian entities obtaining foreign financial investment. Foreign Direct Investment (FDI) and Foreign Portfolio Investment (FPI) are two key networks that attract foreign funding to India. FDI goes through sectoral caps as well as federal government authorization in specific markets, while FPI includes financial investments in safeties such as supplies as well as bonds. RBI Calendar helps maintain conformity with coverage demands, adhere to sectoral restrictions, and get required authorizations, which are important to make sure that international financial investments are within lawful limits.
External Commercial Borrowings (ECBs)
External Commercial Borrowings (ECBs) describe finances or borrowings received by Indian entities from international loan providers. These borrowings go through standards released by the RBI to handle the borrowing community and also preserve a steady outside financial debt placement. RBI Calendar helps in conformity with ECB laws, which entails recognizing the permissible end-uses of funds, establishing the qualified debtors and also loan providers, together with sticking to maturation as well as payment norms. By partnering with RBI and FEMA Compliance solutions, companies can browse these standards effectively and gain access to funds abroad while remaining certified.
Foreign Exchange Transactions
Foreign exchange deals that envelop import and export tasks, compensations, and professional credit reports are important elements of the worldwide profession. FEMA policies regulate these purchases to ensure openness, avoid cash laundering, and maintain the security of Indian money. RBI Calendar helps maintain conformity, which includes acquiring the required documents for professional purchases following restrictions on foreign exchange holdings and adhering to coverage demands. Enterslice’s specialist support in RBI and FEMA Compliance can aid companies in perfectly browsing these policies, promoting smooth cross-border purchases.
Capital Account Transactions
Resources account deals entail the motion of resources throughout boundaries, consisting of financial investments in protection, property, and various other possessions. FEMA sets out the standards for these deals to avoid unwarranted motion of resources as well as to ensure governing guidance. RBI's calendar maintains conformity with capital account purchase guidelines and needs cautious paperwork, reporting to regulative authorities, and adherence to sector-specific standards. Enterslice specialists can help advise organizations to analyze these guidelines and make educated choices while participating in resource account purchases.
Non-Resident Accounts
Non-resident accounts such as Non-Resident External (NRE) as well as Non-Resident Ordinary (NRO) accounts are crucial for taking care of funds held by non-residents in India. These accounts offer numerous objectives, consisting of repatriation of revenue and financial investments. So, Enterslice helps maintain conformity with RBI guidelines, including recognizing the functions and making use of various non-resident accounts, making sure of precise coverage of purchases, and sticking to tax obligation ramifications related to these accounts. Competence in RBI and FEMA Compliance makes certain that non-resident accounts are handled efficiently and also in conformity with all regulative demands.
Enterslice’s Services on Returns Submitted with RBI
Enterslice provides the services for returns submitted with RBI on a timely basis with the RBI Calendar. Below are some of the services provided by Enterslice for maintaining RBI Compliance:
RBI Compliance Solutions
Enterslice’s specialists keep themselves updated with the RBI Calendar to remain in advance with routinely upgraded conformity schedules covering vital regulations under the Reserve Bank of India which will help the business gain access to tailored conformity with the returns submitted with RBI or maintain compliance with the RBI guidelines.
Filing of Returns
Enterslice’s specialist help in the timely filing of the returns within the due date stated in the RBI Calendar.
Legal & Regulatory Advisory
Enterslice’s specialists help in providing lawful suggestions to browse complicated governing landscapes and ensure the company procedures straighten with present regulations along with guidelines as stated in the RBI Calendar.
Tax Obligation and Planning
Enterslice helps in maximizing the tax obligation approach with our specialist assistance in the returns submitted with RBI on a timely basis as stated in the RBI Calendar to ensure conformity with tax obligation guidelines while decreasing tax obligation concerns.
Risk Management and Compliance
Enterslice helps determine and reduce possible threats to protect the company by following the Remain certification with sector policies to keep the business updated.
Business Governance Solutions
Enterslice helps in carrying out efficient business administration techniques for clear together with moral organization procedures and improves investor depend on as well as online reputation.
Innovation and also Digital Transformation
Enterslice helps in embracing electronic developments with our modern technology as well as improvement solutions to remain affordable in the electronic period with our tactical support.
Conformity Automation Solutions
Enterslice helps in enhancing the conformity refined with our automation options. Utilize innovation to boost performance and also precision.
Financial Technology (FinTech) Solutions
Enterslice helps in discover cutting-edge FinTech remedies for your economic procedures and remain at the leading edge of economic innovation with our specialist support.
Checklist based on RBI Calendar for returns submitted with RBI
Making sure conformity with Reserve Bank of India (RBI) laws is essential for services running in India. Utilize this extensive checklist supplied by Enterslice to analyze and improve your RBI conformity as per the RBI Calendar:
- Regularly testimonial and upgrade conformity with foreign exchange legislations.
- Submit Form VIII for unclaimed down payments by the stated due date in the RBI Calendar.
- Report the issuance of equity instruments by an Indian company to non-resident capitalists within thirty days.
- Ensure prompt entry to the Foreign Exchange Department (FED).
- Report the transfer of equity instruments in between resident and non-resident within 60 days from the day of transfer or remittance.
- Adhere to the standards established by FED.
- Report the invoice or transfer of capital contribution or profit shares in an LLP to a non-resident within the defined period stated on the RBI Calendar.
- Submit records for the issuance or transfer of exchangeable notes within the stated 30 days.
- Report the issuance of ESOPs by an Indian business to its non-resident workers within 30 days, as stated in the RBI Calendar.
- Adhere to reporting standards from the Foreign Exchange Department.
- Report the issuance of depository invoices (ADRs or GDRs) by an Indian business within 30 days from the close of the problem, as stated in the RBI Calendar.
- Report downstream financial investments made by an Indian company within thirty days from the day of allotment of equity instruments.
- Comply with the standards given by the FED for financier Indian firms.
- Report the concern of systems by a financial investment car versus international increase within 30 days, as stated in the RBI Calendar.
- Adhere to reporting demands described by the Foreign Exchange Department.
- Monthly entry to the Department of Supervision (DoS) for all Urban Co-operative Banks (UCBs).
- Monthly entry to DoS for all Primary (Urban) Co-operative Banks (PBs) as stated in the RBI Calendar.
- Monthly entry to DoS for All India Financial Institutions (AIFIs) and also All Commercial Banks
- Monthly entry to DoS for Non-Banking Financial Companies (NBFCs)
- Monthly entry to the Financial Inclusion and Development Department (FIDD) for all Scheduled Commercial Banks as stated in the RBI Calendar for submission on the due dates.
- Monthly entry to the Department of Payment as well as Settlement Systems (DPSS) for Money Transfer Service Scheme (MTSS) Entities.
- Monthly entry to DoS for all Scheduled Commercial Banks (leaving out Regional Rural Banks [RRBs], PBs, as well as LABs) having Digital Banking Units.
- Monthly and Quarterly entry to DoS for Monthly (Scheduled Commercial Banks).
Conclusion
The RBI calendar helps the business or individuals, in return, submit with RBI on a timely basis and comply with the guidelines issued by the RBI. Enterslice helps in the filing and keeps on updating the business or individuals to follow the RBI guidelines for compliance and keep track of the dates for the timely filing and submission of the forms as per the requirement.
RETURNS SUBMITTED WITH RBI
OBJECTIVE
The Enterslice team took the initiative to create a comprehensive guide for Compliance Officers, CFOs, and Company Secretaries to provide a comprehensive overview of compliance reporting dates for various applicable laws in India.
This version covers the most important laws under Reserve Bank of India (RBI) like:
- Foreign Exchange Management Act (FEMA) Returns filed with RBI.
and provide dates specified by various Regulatory Authority.
Our team is committed to constantly updating the compliance calendar by adding laws and ensuring regular updates. We encourage users to visit our website frequently to access the latest versions of the calendar.
DISCLAIMER
- It is important to note that the relevant authorities can often change the regulations.
- Therefore, the reader/user should perform their own due diligence before relying on this information.
LIST OF RETURNS SUBMITTED TO RBI
|
S.no. |
Return name |
Return description |
Frequency |
Department concerned |
Reporting entity required to submit the return |
|
1. |
Form VIII (unclaimed deposits) |
Form VIII (unclaimed deposits) |
Dec. 31 |
DoR |
StCBs, DCCBs |
|
2. |
FC-GPR |
To report issue of equity instruments by an Indian company to non-resident investors |
Within 30 days from the date of issue Indian company |
FED |
Indian company |
|
3. |
FC-TRS |
To report transfer of equity instruments between resident and non-resident. |
Within 60 days from the date of transfer or date of remittance whichever is earlier |
FED |
Transferor/Transferee/ Investee indian company with onus on the resident transferor/transferee |
|
4. |
LLP-I |
To report receipt of capital contribution/ acquisition of profit shares in an LLP to a non-resident investor |
Within 30 days from the date of remittance. |
FED |
LLP |
|
5. |
LLP-II |
To report transfer of capital contribution/ profit shares between a resident and a non-resident |
Within 60 days from the date of remittance |
FED |
Transfereor/transferee/ investee LLP with onus on the resident transferor/transferee |
|
6. |
CN |
To report issue of Convertible Notes by a start-up company to non-resident investor or transfer of convertible notes between a resident and a non-resident. |
For issue: Within 30 days from the date of issue |
FED |
For issue: Indian Start-up company |
|
7. |
ESOP |
To report issue of ESOPs by an indian company to its non-resident employees |
Within 30 days from the date of issue of ESOPs |
FED |
Indian company |
|
8. |
DRR |
To report issue of Depository receipts (ADRs/GDRs) by an Indian company |
Within 30 days from date of close of issue. |
FED |
Domestic custodian |
|
9. |
DI |
To report downstream investment made by an indian company in another indian company resulting in indirect foreign investment in the investee indian company. |
Within 30 days from the date of allotment of equity instruments |
FED |
Investor Indian company |
|
10. |
InVI |
To report issue of units by an investment vehicle against the foreign inflow received in its corpus. |
Within 30 days from the date of issue of units |
FED |
Investment Vehicle |
|
11. |
List of equity and convertible debentures (LECFII) |
Statement of purchases / sales of shares / debentures made on behalf of FIIs under portfolio investment scheme |
Daily |
FED |
AD Category - I Banks |
|
12. |
Currency Chest Transactions |
Daily transactions viz. deposit, withdrawal, remittances (fresh notes/ soiled notes / coins), diversions, etc. at CCs |
Daily |
DCM |
Currency Chests of the banks |
|
13. |
Foreign Exchange Turnover (FTD) |
Foreign Exchange Turnover- Client and Interbank in Spot, Swaps and Forwards (including cancellations) |
Daily |
FMRD |
Authorised Dealer Category - I Banks |
|
14. |
Gaps, Position, and Cash Balances (GPB) |
Gaps of foreign currency, net open exchange positions and cash balances |
Daily |
FMRD |
Authorised Dealer Category - I Banks |
|
15. |
Liberalised Remittance Scheme |
Liberalised Remittance Scheme of USD 2,50,000 for resident individuals |
Daily |
FED |
AD Category - I Banks |
|
16. |
MCLR (Marginal Cost of funds-based Lending Rate) Return (MPD07) |
Data on MCLR of SCBs (excluding RRBs, SFBs and PBs) |
Daily (On every review date of MCLR) |
MPD |
SCBs (excluding RRBs, SFBs and PBs) |
|
17. |
Overseas Principal-Indian Agent wise list of sub-agents (MTSS) |
Overseas Principal-Indian Agent wise list of sub-agents |
On appointment |
FED |
Indian Agents under Money Transfer Service Scheme |
|
18. |
Red Flagged Account/Fraud Borrowers Return (RFA/Fraud) |
Data on RFA/Fraud classified borrowers in terms of framework on loan frauds |
As and when basis |
DoS |
AIFIs and All CBs excluding PBs |
|
19. |
Proforma |
Consolidated proforma which has replaced Proforma I and Proforma II |
As and when |
DSIM |
SCBs (including RRBs), Co-operative Banks |
|
20. |
Fraud Monitoring Return 1 (FMR1) |
To capture the details of the fraud committed by staff, outsiders or customers involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs. |
As and when |
DoS |
NBFCs – Deposit Taking & NDSIs |
|
21. |
Reporting of NCD issuances |
Issuances of NCDs having original maturity upto one year need to be reported |
As and when NCDs with original maturity upto one year are issued |
FMRD |
Debenture Trustees |
|
22. |
FMR 1 |
Report on Actual or Suspected Frauds in Banks |
As and when the fraud occurs |
DoS |
All Primary (Urban) Co-operative Banks |
|
23. |
FMR 3 |
Update of Form FMR-1 |
As and when any development occurs in FMR-1 details |
DoS |
All Primary (Urban) Co-operative Banks |
|
24. |
Form FC |
Return on Overseas Direct Investment (ODI)/ financial commitment/ restructuring/ disinvestment in a foreign entity |
As and when |
FED |
Person resident in India |
|
25. |
Fraud Monitoring Return 3 (FMR3) - Fraud Update Application |
To capture the updated information in respect of frauds reported through FMR-1 for all NBFC-D and NBFC-NDSIs. |
As and when |
DoS |
NBFCs – Deposit Taking & NDSIs |
|
26. |
RMC-F |
Form regarding appointment of franchisees |
As and when new franchisee agreements are entered into |
FED |
AD Category – I Bank / AD Category - II/ FFMC |
|
27. |
Reporting of NCD defaults |
Defaults of NCDs having original maturity upto one year need to be reported |
As and when NCDs with original maturity upto one year are defaulted |
FMRD |
Debenture Trustees |
|
28. |
Details of Online Payment Gateway Service Providers (OPGSP) arrangement |
Details of Online Payment Gateway Service Providers (OPGSP) arrangements |
As an when AD bank gets into an arrangement with OPGSP (Format not prescribed) |
FED |
AD Category I Bank |
|
29. |
Natural Calamity Relief Measures |
Notification issued by State Government on declaration of natural calamity |
As and when |
FIDD |
SLBCs on the Natural Calamity Relief Measures Portal |
|
30. |
Form ECB |
To obtain Loan Registration Number (LRN) for ECB |
Before draw down of ECB |
DSIM |
Borrower through the designated AD bank |
|
31. |
Revised Form ECB |
To report changes in ECB parameters in consonance with the ECB norms |
Within 7 days from the changes effected in ECB parameters |
DSIM |
Borrower through the designated AD bank |
|
32. |
Report on issue of Subordinated Debt, raising of Upper Tier II Capital, Perpetual Debts and Equity Capital (Qualified Institutional Placements-QIP, Preferential issue to Promoters, GDR issue) together with copy of document |
Report on issue of Subordinated Debt, raising of Upper Tier II Capital, Perpetual Debts and Equity Capital (Qualified Institutional Placements-QIP, Preferential issue to Promoters, GDR issue) together with copy of document |
Within 1 week from date of issue |
DoR |
All Commercial Banks (Excluding Local Area Banks and RRBs) |
|
33. |
DNBS09-CRILC RDB |
All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in SMA-0 for the week |
Weekly |
DoS |
All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in default for the week |
|
34. |
FCY-Rupee Option Transactions |
Option Transaction Report, Option Position Report, Change in Portfolio Delta Report and Strike Concentration Report |
Weekly |
FMRD |
Authorised Dealer Category - I Banks |
|
35. |
Returns from SIDBI |
Details of Mobilisation of Resources/ Certificate of deposit/ term deposit/ inter corp. deposit etc |
Weekly |
DEPR |
SIDBI |
|
36. |
FII Weekly |
inflow/ of outflow of foreign funds on account of investment by FIIs/FPIs in the Indian capital market |
Weekly |
FED |
AD Category - I Banks |
|
37. |
Equity Investment in Capital Market (JPC data) |
The return collects amount of equities purchased and sold from / in the capital market during the relevant week. The reported data is furnished to Government of India. |
Weekly |
DoS |
Select 11 Banks# |
|
38. |
Return on Defaulted Borrowers (RDB) |
Return on Defaulted Borrowers |
Weekly |
DoS |
AIFIs and All CBs excluding PBs |
|
39. |
FMR-1 (Fraud Monitoring Return (FMR) - SCBs in CIMS) |
Report on Actual or Suspected Frauds in Banks |
within three weeks from the date of detection of fraud |
DoS |
All CBs and AIFIs |
|
40. |
Payment of dividend |
Details of dividend declared during the financial year and other details as per the circular |
Within a fortnight after declaration of dividend |
DoR |
SCBs (excluding RRBs) |
|
41. |
PD's call money transactions with commercial banks (Return from PDs) |
Compilation of New Monetary Aggregates |
Fortnightly |
DEPR |
Primary Dealers |
|
42. |
FETERS (R-return) |
Foreign exchange transactions of banks in India |
Fortnightly |
DSIM |
AD Category - I Banks |
|
43. |
BAL statement |
Foreign currency balances of Authorized Dealers and rupee balances of non-resident banks |
Fortnightly |
DSIM |
AD Category - I Banks |
|
44. |
PDR I |
Statement on sources and Application of Funds |
Fortnightly |
IDMD |
7 Standalone Primary Dealers |
|
45. |
PDR I |
Statement on sources and Application of Funds |
Fortnightly |
IDMD |
7 Standalone Primary Dealers |
|
46. |
Form-A (Sec.42, RBI Act, 1934) |
Used for computation of NDTL for CRR maintenance |
Fortnightly |
DoR |
SCBs |
|
47. |
Form B (CRR of StCBs) |
Form B (CRR of StCBs) |
Fortnightly |
DoR |
StCBs, DCCBs |
|
48. |
ALM Return |
ALM3: Statement of Structural Liquidity (SL) |
Fortnightly |
DoS |
Scheduled UCBs |
|
49. |
ALM Return |
ALM2: Statement of Short-Term Dynamic Liquidity (STDL) |
Fortnightly |
DoS |
Scheduled UCBs |
|
50. |
DCM |
Daily Call and Notice Money Operations during the fortnight |
Fortnightly |
DoS |
All UCBs |
|
51. |
Details of the outstanding Certificates of Deposits (CDs) |
Details of outstanding CDs held with depositories in the dematerialised form |
Fortnightly |
FMRD |
Depositories |
|
52. |
Special Fortnightly Return-II/MPD003 |
Monitoring of daily CRR balances |
Fortnightly |
MPD |
SCBs (excluding RRBs) |
|
53. |
Supplementary return on daily SLR/MPD004 |
Supplementary return on daily SLR |
Fortnightly |
MPD |
SCBs (excluding RRBs) |
|
54. |
Form - B |
Statement of External Liabilities and Core Assets |
Fortnightly / Monthly |
DoS |
Scheduled UCBs |
|
55. |
Holding of Foreign Currencies |
Statement in form BAL giving details of holding of all foreign currencies by AD Bank |
Fortnightly |
FMRD |
Authorised Dealer Category - I Banks |
|
56. |
Liquidity Return (LR) |
The LR return on Structural Liquidity includes behavioural maturity profile of various components of on / off-balance sheet items on the basis of assumptions and trend analysis supported by time series analysis having five parts, viz. (i) ‘Domestic Currency – Indian Operations’, (ii) ‘Foreign Currency – Indian Operations’, (iii) ‘Combined Indian Operations – Domestic and Foreign Currency’ i.e. solo bank level, (iv) ‘Overseas branch Operations–Country-Wise’ and (v) ‘For Consolidated Bank Operations’. |
Fortnightly/ Monthly |
DoS |
Fortnightly - All SCBs [excluding SFBs and PBs]/ Quarterly - All SCBs including PBs |
|
57. |
Return on Interest Rate Sensitivity- (IRS)- Traditional Gap & Duration Gap |
IRS captures the banks’ exposure to the interest rate risk. |
Monthly |
DoS |
All CBs excluding LABs |
|
58. |
Form II |
Monthly return claiming refund from the DEA Fund (Original hardcopy to be submitted by 15th of the succeeding month to which the claim pertains) |
Monthly |
DoR |
SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs |
|
59. |
Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents |
Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents |
Monthly |
FMRD |
Banks |
|
60. |
Form I |
Monthly Return of unclaimed deposits/credits/ accounts/ in India which have not been operated upon/remained unclaimed for 10 years or more as on the date of the return and transferred to the DEA Fund Account. (To be submitted online to the Reserve Bank of India by 15th of the succeeding month) |
Monthly |
DoR |
SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs |
|
61. |
Interest Rate Return (erstwhile SMR VIAB) (MPD06) (Special Monthly Return (SMR)-VI-AB on interest rates of commercial banks IN CIMS) |
Deposit rates (including NRI deposits), rupee lending rates (outstanding as also on fresh loans sanctioned) and foreign currency export credit of SCBs (excluding RRBs, SFBs and PBs), External Benchmark based Lending Rate data of SCBs (excluding RRBs, SFBs and PBs) |
Monthly |
MPD |
SCBs (excluding RRBs, SFBs and PBs) |
|
62. |
Sector-wise and industry-wide deployment of bank credit (SIBC)/MPD002 |
Analyzing trends in sector- wise and industry-wise bank credit |
Monthly |
MPD |
Select SCBs (excluding RRBs) |
|
63. |
FETERS – Cards Return |
Details of international transactions using credit card / debit card / unified payment interface (UPI) along with their economic classification (merchant category code – MCC) will be captured |
Monthly |
DSIM/FED |
All Category-I Authorised Dealer Banks |
|
64. |
Monthly Return on information related to Stressed MSME Sub-ordinate Debt Scheme |
The return collects data on Personal Loans sanctioned to Promoters of distressed MSMEs under CREDIT GUARANTEE SCHEME FOR SUBORDINATE DEBT- CGSSD |
Monthly |
DoS |
All SCBs excluding PBs |
| 65. |
Form TC |
Compilation of short-term credit extended for imports and payments thereof |
Monthly |
DEPR |
ADs |
| 66. |
Yen holdings of Government of India |
International investment position |
Monthly |
DEPR |
AD Category - I Banks & Authorised Banks |
| 67. |
Cards Statistics |
Usage of Credit & debit cards at ATM & POS |
Monthly |
DPSS |
SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks |
|
68. |
Basel Liquidity Returns (BLR) |
The LCR contains 7 returns viz. BLR 1, BLR 2, BLR 3, BLR 4, BLR 5, BLR -6 & BLR -7 and monitors that a bank maintains an adequate level of unencumbered HQLAs that can be converted into cash to meet its liquidity needs for a 30-calendar day time horizon under a significantly severe liquidity stress scenario specified by supervisors. |
Monthly |
DoS |
All SCBs excluding PBs |
|
69. |
Outstanding Foreign Currency Borrowings (OFCB) |
Total outstanding foreign currency borrowings under all categories |
Monthly |
FMRD |
Authorised Dealer Category - I Banks |
| 70. |
WLA Statistics |
WLA Statistics |
Monthly |
DPSS |
WLA Operator |
| 71. |
Prepaid Payment Instrument (PPI) Statistics |
Pre-paid Payment Instrument Statistics |
Monthly |
DPSS |
SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India |
|
72. |
Mobile Banking Transactions |
Volume and Value of Payment Transactions done through Mobile Banking Application |
Monthly |
DPSS |
SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks who have been permitted to provide Mobile Banking services in India |
|
73. |
NRD-CSR |
Non-resident deposits comprehensive single return on NR/FCNR deposits and their transactions in a month |
Monthly |
DSIM |
All Banks Authorised to deal in Foreign Exchange |
|
74. |
ECB 2 Return |
To report actual ECB transactions |
Monthly |
DSIM |
Borrower through the designated AD bank |
|
75. |
Banking service price index |
The statement comprises of data related to fees income and fee charges for banking services provided by the bank and selective data on deposits and loans |
Monthly |
DSIM |
SCBs (including RRBs) and Payment Banks |
|
76. |
Data on facilities to NRI / PIOS foreign nationals - liberalization |
Details of persons with Indian origin |
Monthly |
FED |
AD Category - I Banks |
|
77. |
Details of remittances made by NRO account |
Remittances made out of NRO accounts up to 1 million USD per calendar year - Facilities to NRIs/PIOs and foreign nationals - liberalisation |
Monthly |
FED |
AD Category - I Banks |
|
78. |
FLM-8 (Sale and purchase of foreign currency notes) |
Summary statement of sale and purchase of foreign currency notes |
Monthly |
FED |
FFMCs/non-bank ADs Category-II |
|
79. |
Liberalised Remittance Scheme |
Liberalised Remittance Scheme of USD 2,50,000 for resident individuals |
Monthly |
FED |
AD Category - I Banks |
|
80. |
Import of gold by EOUs, units in SEZ/EPZ and nominated agencies |
Import of gold |
Monthly/ Half Yearly |
FED |
AD Category - I Banks |
|
81. |
FIP Progress |
Progress made in r/o of FI during the month. |
Monthly |
FIDD |
SCBs (including RRBs) |
|
82. |
PDR II |
Statement on Securities Market Turnover |
Monthly |
IDMD |
7 Standalone Primary Dealers and 14 Bank Primary Dealers |
|
83. |
Stress Test |
Stress Test |
Monthly |
IDMD |
7 Standalone Primary Dealers |
|
84. |
IRS Test |
Interest Rate Sensitivity Test |
Monthly |
IDMD |
7 Standalone Primary Dealers |
|
85. |
Form VIII (Sec. 24 of the BR Act, 1949) |
Statement of demand and time liabilities and unencumbered approved securities for ascertaining maintenance of SLR and levy of penal interest for default. |
Monthly |
DoR |
Commercial Banks |
|
86. |
Form-X – statement of assets and liabilities |
Monthly assets and liabilities of domestic operations estimation of household financial savings |
Monthly |
DSIM |
SCBs (excluding RRBs) |
|
87. |
Monthly Return on Aggregate Resources Raised |
Monthly statement to be furnished to confirm compliance with Resource Raising Norms by All India Financial Institutions (EXIM Bank, NABARD, NHB and SIDBI) |
Monthly |
DoR |
All India Financial Institutions |
|
88. |
Statement showing details of counterfeit bank notes detected by the branch during the month |
The return comprises of two parts - |
Monthly |
DCM |
All Banks |
|
89. |
Form I (SLR of StCB/DCCBs) |
Form I (SLR of StCB/DCCBs) |
Monthly |
DoR |
StCBs, DCCBs |
|
90. |
Form II (Unsecured loans and advances) |
Form II (Unsecured loans and advances) |
Monthly |
DoR |
StCBs, DCCBs |
|
91. |
Form - I |
Statement of Compliance with CRR and SLR |
Monthly |
DoS |
All UCBs |
|
92. |
ALM Return |
ALM1: Statement of Interest Rate Sensitivity (IRS) |
Monthly |
DoS |
Scheduled UCBs |
|
93. |
Form - II |
Statement of Unsecured Loans and Advances to Directors/ Firms in which they have Interest |
Monthly |
DoS |
All UCBs |
|
94. |
Return on Assets, Liabilities and Exposure-PBs |
The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures. |
Monthly |
DoS |
All PBs |
|
95. |
Central Repository of Information on Large Credits (CRILC) – Main |
CRILC captures credit information of borrowers having aggregate fund-based and non-fund-based exposure of Rs.5 crore and above |
Monthly |
DoS |
AIFIs and All CBs excluding PBs |
|
96. |
DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly |
To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk. |
Monthly |
DoS |
NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs |
|
97. |
DNBS08-CRILC Main Return- Monthly |
To capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower. |
Monthly |
DoS |
NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC CIC (Core Investment companies). Not to be filed by NBFC-NOFHCs |
|
98. |
Natural Calamity Relief Measures |
Relief Measures by Banks in Areas affected by Natural Calamities |
Monthly |
FIDD |
All Scheduled Commercial Banks (including Small Finance Banks and excluding Regional Rural Banks) on the Natural Calamity Relief Measures Portal |
|
99. |
MTSS |
MTSS Business |
Monthly |
DPSS |
MTSS Entities |
|
100. |
Return on Performance of Digital Banking Units |
Return covers details of services offered, performance and business development through Digital Banking Units (DBUs) |
Monthly |
DoS |
All SCBs (excluding Regional Rural Banks [RRBs], PBs and LABs) having Digital Banking Units |
|
101.> |
Statements showing the progress made in the implementation of scheme regarding reservation of posts for SC / ST |
Statements showing the progress made in the implementation of scheme regarding reservation of posts for SC / ST as on last day of June and December. |
Within 2 Months |
DoR |
Local Area Banks |
|
102. |
Return on Asset Liability and Off-Balance Sheet Exposures (ALE) |
The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures- |
Monthly / Quarterly |
DoS |
Monthly (SCBs)/ Quarterly(CBs) [excluding PBs] |
|
103. |
Return on Asset Quality (RAQ) |
RAQ contains asset classification and provisioning for the advances and investment portfolio of the banks. This statement also contains sector wise granular break up of credit and investment portfolio |
Monthly / Quarterly |
DoS |
Monthly [Section - 9 only by all SCBs except SFBs and PBs]/Quarterly [all CBs except PBs] |
|
104. |
Form - IX |
Asset & Liabilities as at the close of business on last Friday of the Month |
Monthly / Yearly |
DoS |
All UCBs |
|
105. |
WLA Customer complaints |
Details of Complaints received, resolved, pending and type of complaints |
Quarterly |
DPSS |
WLA Operators |
|
106. |
ATM deployment |
State and region wise number of ATMs deployed by banks and WLAOs |
Quarterly |
DPSS |
SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks, Small Finance Banks and White Label ATM Operators |
|
107. |
Return on Large Credits (RLC) |
Section 1 of RLC captures all individual borrowers (excluding banks) having exposure in excess of 15% of regulatory capital or a minimum of top 50 large borrowers. In section 2, All borrower groups having total exposure in excess of 30 % of bank’s capital funds or a minimum of 50 large borrower groups should be reported irrespective of the percentage of such exposure to bank’s capital funds; Section 3 captures exposure to top 20 exposure to banks irrespective of the percentage of such exposures to the bank’s capital funds. |
Quarterly |
DoS |
All CBs excluding PBs |
|
108. |
PPI customer grievances |
Details of complaints received/ resolved/ pending against PPI issuers |
Quarterly |
DPSS |
SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India |
|
109. |
IBS return |
International assets and liabilities of banks in India |
Quarterly |
DSIM |
Banks which are engaged in international transactions |
|
110. |
PPI customer grievances |
Details of complaints received/ resolved/ pending against PPI issuers |
Quarterly |
DPSS |
SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India |
|
111. |
Remittances under RDA (E-statement) |
To know the inflow received under RDA |
Quarterly |
FED |
AD Category - I Banks |
|
112. |
Quantum of remittance received under MTSS |
Quantum of remittance received under MTSS |
Quarterly |
FED |
Indian Agents under Money Transfer Service Scheme |
|
113. |
Issuance of guarantee for Trade Credit |
Guarantees issued |
Quarterly |
FED |
AD Category - I Banks |
|
114. |
LO/BO/PO |
Consolidated list of all the Branch Office (BO)/ Liaison Office (LO) / Project Office (PO) opened and closed by them during a month |
Quarterly |
FED |
AD Category - I Banks |
|
115. |
KCC |
Progress made in respect of Number of KCC issued and loans outstanding in respect of crop loan, term loan and loans to allied activities |
Quarterly |
FIDD |
All Scheduled Commerical Banks (including Small Finance Banks and excluding Regional Rural Banks) |
|
116. |
DAY-NRLM |
State-wise return - loans sanctioned: accounts and amount, loans disbursed: accounts and amount, Loan Outstanding: accounts and amount under NRLM scheme |
Quarterly |
FIDD |
Public Sector Banks, Private Sector Banks (including Small Finance Banks). |
|
117. |
Collateral Loan |
Collateral free loans up to ₹25 lakh and of those covered under Credit Guarantee Scheme |
Quarterly |
FIDD |
Public Sector Banks |
|
118. |
Composite Loans |
Composite Loans outstanding upto ₹1 Crore under the scheme of SIDBI and Banks |
Quarterly |
FIDD |
Public Sector Banks |
|
119. |
Credit to Women |
Details about Number of Accounts And Amount outstanding in respect of credit given to women under priority and non-priority sector |
Quarterly |
FIDD |
Public Sector Banks |
|
120. |
Priority Sector Advances–Quarterly |
PSA and sectoral credit - Bank-wise |
Quarterly |
FIDD |
All Commercial Banks including Regional Rural Banks, Small Finance Banks, Local Area Banks and Primary (Urban) Co-operative Banks other than Salary Earners’ Banks |
|
121. |
DAY-NULM Progress |
State-wise return- loans disbursed: accounts and amount, to individuals, groups and SHGs under NULM scheme |
Quarterly |
FIDD |
All Scheduled Commercial Banks & Small Finance Banks |
|
122. |
G-Sec ownership pattern |
Constituent-wise ownership pattern of Government securities held in Gilt accounts |
Quarterly |
IDMD |
Banks/PDs/CCIL |
|
123. |
PDR III |
Statement on Capital Adequacy |
Quarterly |
IDMD |
7 Standalone Primary Dealers |
|
124. |
PDR IV |
Statement on Select Financial and Balance Sheet Indicators |
Quarterly |
IDMD |
7 Standalone Primary Dealers |
|
125. |
RBI note refund rules - statement of defective notes adjudicated at all bank branches |
Statement of defective notes adjudicated at currency chests branches |
Quarterly |
DCM |
Commercial Banks, Cooperative Banks, RRBs, Private Banks, Foreign Banks |
|
126. |
FNVC to submit status report covering certain important aspects of the functions required to be undertaken by it. |
The status report should cover dissemination and implementation of RBI instructions on counterfeit notes, compilation of data on counterfeit notes and its submission to RBI and FIU-IND , sharing information thus compiled with bank's CVO,conducting surprise checks at currency chests where shortage/counterfeit notes detected,ensuring operation of NSMs at all currency chests/back offices, ensuring only machine checked notes fed into ATMs, put in place adequate safeguards during processing and in transit of notes etc. |
Quarterly |
DCM |
All Banks |
|
127. |
PSU Investment statement |
PSU Investment statement |
Quarterly |
DoR |
StCBs, DCCBs |
|
128. |
OSS1 |
Statement on Assets and Liabilities |
Quarterly |
DoS |
All UCBs |
|
129. |
OSS2 |
Statement on Earnings |
Quarterly |
DoS |
All UCBs |
|
130. |
OSS3 |
Statement on Asset Quality |
Quarterly |
DoS |
All UCBs |
|
131. |
OSS4 |
Statement on Non-Performing Assets |
Quarterly |
DoS |
All UCBs |
|
132. |
OSS5 |
Statement on Segment/ Sector-wise Advances |
Quarterly |
DoS |
All UCBs |
|
133. |
OSS6 |
Statement on Connected Lending |
Quarterly |
DoS |
All UCBs |
|
134. |
OSS7 |
Statement on CRAR |
Quarterly |
DoS |
All UCBs |
|
135. |
MIS |
MIS1: Statement on Doubtful, Loss or Suit filed account of Rs. 1 crore & above |
Quarterly |
DoS |
Scheduled UCBs |
|
136. |
MIS |
MIS2: Statement on Willful defaults of Rs. 25 lakh & above |
Quarterly |
DoS |
Scheduled UCBs |
|
137. |
Advances/Investments |
Dir - I: Statement showing details of Advances against Security of Shares/ Debentures |
Quarterly |
DoS |
All UCBs |
|
138. |
Advances/Investments |
Dir - IV: Statement on Information in respect of Loans & Advances to Bank’s Directors |
Quarterly |
DoS |
All UCBs |
|
139. |
Advances/Investments |
Planning - 3: UCB's Investment in other UCBs / Institutions |
Quarterly |
DoS |
All UCBs |
|
140. |
ALM Return |
ALM3: Statement of Structural Liquidity (SL) |
Quarterly |
DoS |
Non-Scheduled UCBs |
|
141. |
ALM Return |
ALM1: Statement of Interest Rate Sensitivity (IRS) |
Quarterly |
DoS |
Non – Scheduled UCBs |
|
142. |
Form - VI |
Statement on Offices in India |
Quarterly |
DoS |
All UCBs |
|
143. |
Exposure in Foreign Exchange and Amount of Exposure Hedged |
Consolidated information relating to exposures of corporates in foreign currency |
Quarterly |
FMRD |
Authorised Dealer Category - I Banks |
|
144. |
Suspicious Transactions undertaken by Non-Resident Importer/Exporter |
Doubtful transactions involving frequent cancellation of hedge transactions and / or the underlying trade transactions. |
Quarterly |
FMRD |
Authorised Dealer Category - I Banks |
|
145. |
Return on Capital Adequacy - Basel-I (RCA-1) |
Computation of capital base; computation of risk weighted assets; and risk-based capital as per BASEL - I Capital Adequacy framework |
Quarterly |
DoS |
All LABs, SFBs and PBs |
|
146. |
Return on Capital Adequacy-III (RCA - III) |
Computation of capital base; computation of risk weighted assets; and risk-based capital as per BASEL - III Capital Adequacy framework |
Quarterly |
DoS |
All SCBs [excluding SFBs and PBs] |
|
147. |
Return on Operating Results (ROR) |
Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses |
Quarterly |
DoS |
All CBs excluding PBs |
|
148. |
Return on Operating Results (ROR) - PBs |
Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses |
Quarterly |
DoS |
All PBs |
|
149. |
Risk Based Supervision Return (RBS) |
RBS captures information on Rating wise distribution of standard advances, Rating distribution of non-SLR investments, Sale of loans and securitisation , Credit card business carried out by the bank or through its subsidiaries, Disbursements and outstanding housing finance and Details of infrastructure finance |
Quarterly |
DoS |
All CBs [excluding SFBs and PBs] |
|
150. |
Return on Asset Liability and Off-Balance Sheet Exposures (ALO) |
Branch wise break up of assets and liabilities on the basis of residual maturity / next repricing date, gap, off balance sheet exposures, unreconciled entries with other branches, with other Indian banks branches in same foreign centre and accounts with other banks |
Quarterly |
DoS |
All CBs having overseas operations (excluding FBs) |
|
151. |
Return on Large Exposures (RLE) |
This return captures the reporting of large exposures and investments made during the quarter is divided into three sections- Listing of customers having limits or outstanding of US$ 5 million & above, listing of new customers having limits or outstanding of US$ 1 to 5 million and investments made during the quarter amounting to more than US$ 1 million. |
Quarterly |
DoS |
All CBs having overseas operations (excluding FBs) |
|
152. |
Return on Country Exposures and Maturity (CEM) |
CEM captures country-wise concentration of credit exposures at each overseas geography |
Quarterly |
DoS |
All CBs having overseas operations (excluding FBs) |
|
153. |
Return on Profitability (ROP) |
ROP captures the profitability numbers for the current quarter and the cumulative position (YTD) of all the overseas branches |
Quarterly |
DoS |
All CBs having overseas operations (excluding FBs) |
|
154. |
Report on Asset and Liabilities (RAL) |
Report on Assets and Liabilities of AIFIs |
Quarterly |
DoS |
AIFIs |
|
155. |
Return on Capital Adequacy - Basel-I - (RCA-1) |
Report on Capital Adequacy of AIFIs |
Quarterly |
DoS |
AIFIs |
|
156. |
Return on Operating Results - Financial Institutions Division (ROR) |
Report on Operating Result of AIFIs |
Quarterly |
DoS |
AIFIs |
|
157. |
Return on Asset Quality - Financial Institutions Division (RAQ) |
Report on Asset Quality of AIFIs |
Quarterly |
DoS |
AIFIs |
|
158. |
Return on Large Credits - Financial Institutions Division (RLC) |
Report on Large Credits of AIFIs |
Quarterly |
DoS |
AIFIs |
|
159. |
Return on Ownership and Control - Financial Institutions Division |
Report On Ownership and Control of AIFIs |
Quarterly |
DoS |
AIFIs |
|
160. |
Return on Connected Lending Financial Institutions Division (RCL) |
Report on Subsidiaries/ Associates/ Affiliates and Connected Lending |
Quarterly |
DoS |
AIFIs |
|
161. |
Leverage Ratio (Leverage) |
Statement captures the key drivers for Basel III leverage ratio |
Quarterly |
DoS |
All CBs excluding LABs |
|
162. |
FMR–3 (Fraud Update Application (FUA) - SCBs in CIMS) |
Update of Form FMR-1 |
Quarterly |
DoS |
All CBs and select AIFIs |
|
163. |
FMR-4 (Return on Bank Robbery, Theft, etc. (RBR) in CIMS) |
Report on Dacoities / Robberies / Theft / Burglaries |
Quarterly |
DoS |
All CBs and select AIFIs |
|
164. |
VMR I & III (VMR I in CIMS) |
Report on action plan in public sector banks |
Quarterly |
DoS |
All PSBs and AIFIs |
|
165. |
VMR-II |
Report on the security arrangements in public sector banks. Contains information regarding number of branches considered vulnerable, branches provided with armed guards, alarm system, and other security measures provided |
Quarterly |
DoS |
All PSBs |
|
166. |
Financial Soundness Indicators (FSI) |
Data is collected for furnishing consolidated FSIs to IMF. |
Quarterly |
DoS |
All CBs (excluding FBs), AIFIs |
|
167. |
Report on financial conglomerates |
Capturing the intra-group transactions and exposures amongst the identified FCs |
Quarterly |
DoS |
All Financial Conglomerates for which RBI is the Principal Regulator |
|
168. |
Return on Offshore Banking Units (OBUs) |
Details on off-shore banking units |
Quarterly |
DoS |
All Banks having OBUs |
|
169. |
Return on Investment Portfolio (RIP) |
Profile of Investment Portfolio |
Quarterly |
DoS |
All PBs |
|
170. |
Additional Data on Loan portfolio, Branch Profile and Financial Inclusion (LBFI) |
Return capturing additional data on loan portfolio |
Quarterly |
DoS |
All SFBs |
|
171. |
FMR 4 |
Report on Dacoities/Robberies/Theft/Burglaries |
Quarterly |
DoS |
All Primary (Urban) Co-operative Banks |
|
172. |
Report of Commodity Hedging in Overseas Market (w.e.f April 01, 2018) |
Report of Commodity Hedging in Overseas Market |
Quarterly |
FMRD |
AD Cat-1 Banks |
|
173. |
Return on Complaints (RoComp) |
This return collects data on customer complaints registered in Small Finance Banks and Payments Banks. |
Quarterly |
DoS |
All SFBs and PBs |
|
174. |
Return on Connected Exposure (RCE) |
Return on Connected Exposure |
Quarterly |
DoS |
All CBs |
|
175. |
Large Exposure Framework Return (LEF) |
Large Exposures Framework |
Quarterly |
DoS |
All SCBs excluding PBs |
|
176. |
CRILC UCBs |
CRILC return for UCBs |
Quarterly |
DoS |
UCBs with total assets ₹500 crores and above as on previous financial year |
|
177. |
Interest Rate Risk Positions for clients |
Interest Rate Risk Positions for clients having outstanding derivative of Rs.10 billion |
Quarterly |
FMRD |
Banks and Primary Dealers |
|
178. |
FX- Transactions- Retail platform |
The distribution of customer transactions (across FX-Retail, other electronic trading platforms and other channels) and the fees charged by them |
Quarterly |
FMRD |
AD Category – I - Banks |
|
179. |
DNBS01- Important Financial Parameters – Quarterly |
The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI. |
Quarterly |
DoS |
NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size> ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs |
|
180. |
DNBS03-Important Prudential Parameters |
The return captures compliance with various prudential norms, e.g., Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI. |
Quarterly |
DoS |
NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs |
|
181. |
DNBS04A- Short Term Dynamic Liquidity (STDL) – Quarterly |
To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections. |
Quarterly |
DoS |
NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs |
|
182. |
DNBS05 - Return for CoR Rejected companies |
To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected |
Quarterly |
DoS |
NBFCs whose CoR has been rejected by the Reserve Bank and were accepting/holding public deposits on the date of application for Certificate of Registration |
|
183. |
DNBS06 - Important Financial & Prudential Parameters – RNBCs |
The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs. |
Quarterly |
DoS |
RNBCs |
| 184. |
DNBS07 - ARCs Important Financial Parameters |
To capture financial parameters and various operational details e.g., assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs. |
Quarterly |
DoS |
ARCs |
|
185. |
DNBS12-CICs - Important Prudential Parameters |
The return captures compliance with various prudential norms, e.g., Capital Adequacy, Asset Classification, Provisioning, NOF etc. for CIC-ND-Sis. |
Quarterly |
DoS |
NBFC- Core Investment Companies (CICs) |
|
186. |
DNBS13-Overseas Investment Details |
To capture details of overseas investment for all NBFCs having overseas investment. |
Quarterly |
DoS |
All NBFCs and ARCs |
|
187. |
DNBS14- P2Ps- Important Financial & Prudential Parameters |
The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for NBFCs-P2P. |
Quarterly |
DoS |
NBFC-P2P Category |
|
188. |
DNBS11-CICs - Important Financial Parameters |
The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for CIC-ND-Sis. |
Quarterly |
DoS |
NBFC- Core Investment Companies (CICs) |
|
189. |
Monitoring Progress of Financial Inclusion (MPFI)- Quantitative Return (Template-I) |
To measure the progress of FI during the quarter in sync with recommendations of NSFI. |
Quarterly |
FIDD |
SCBs (including RRBs) |
|
190. |
Natural Calamity Relief Measures- Quarterly |
Relief Measures by Banks in Areas affected by Natural Calamities |
Quarterly |
FIDD |
All Scheduled Commercial Banks (including Small Finance Banks and excluding Regional Rural Banks) via SLBCs through Regional Offices |
|
191. |
Quarterly reporting of NCDs outstanding |
Outstanding NCDs of original maturity upto one year, are to be reported on a quarterly basis |
Quarterly |
FMRD |
Debenture Trustees |
|
192. |
D-QPSA |
An ad-hoc return, for collection of district-wise credit data (Loan outstanding) for the select PS target items in order to ensure timely computation of PS Shortfall allocation for RIDF, for the period FY:2021-22 onwards. |
Quarterly |
FIDD |
All Scheduled Commercial Banks (excluding RRBs) |
|
193. |
Foreign currency account/s in India with AD Category-I banks |
Foreign currency account/s in India with AD Category-I banks |
Quarterly |
FED |
FFMCs/non-bank ADs Category-II |
|
194. |
FMR-IV |
To capture the updated information Report on Dacoities / Robberies / Theft / Burglaries for NBFCs |
Quarterly |
DOS |
NBFCs – Deposit Taking & NDSIs |
|
195. |
LBS – MIS |
Progress made under the Annual Credit Plan of a State/ Union Territory |
Quarterly |
FIDD |
SLBC/ UTLBC Convenor Banks |
|
196. |
PSA Return |
Loans and Advances to Priority Sector / Weaker Section & Credit Flow to Minority Communities |
Quarterly/ Yearly |
DoS |
All UCBs except salary earners UCBs |
|
197. |
Basic Statistical Return - 1 (BSR1) |
Bank credit classified according to various characteristics |
Quarterly for non-RRBs / Annual for RRBs |
DSIM |
Quarterly-SCBs (excluding RRBs), Annual-SCBs (including RRBs) |
|
198. |
Basic Statistical Return - 2 (BSR2) |
Classification of deposits with SCBs and employment details of SCBs |
Quarterly for non-RRBs / Annual for RRBs |
DSIM |
Quarterly-SCBs (excluding RRBs), Annual-SCBs (including RRBs) |
|
199. |
Return on Complaints |
Data on customer compliants |
Quarterly & Annual |
CEPD |
All Commercial Banks |
|
200. |
Internal Ombudsman (IO) for Non-Bank System Participants |
Data on IO complaints |
Quarterly & Annual |
CEPD |
Non-Bank System Participants with more than one crore outstanding PPIs |
|
201. |
Internal Ombudsman (IO) for Non-Banking Financial Company (NBFC) |
Data on IO complaints |
Quarterly & Annual |
CEPD |
a) Deposit-taking NBFCs (NBFCs-D) with 10 or more branches. |
|
202. |
Allocation of branches to Statutory Branch Auditors (SBAs) by Public Sector Banks (PSBs) |
PSBs are required to upload the details of branches allocated to their SBAs, on an annual basis, in the Auditor Allocation System (AAS) application maintained by the Bank |
Annual |
DoS |
All PSBs |
|
203. |
Half yearly/ Quarterly Review of Accounts of Public Sector Banks – Review Report by Statutory Central Auditors (SCAs) |
SCAs of PSBs are required to conduct half yearly/quarterly review of accounts of PSBs and submit Review Report in the prescribed format |
Half yearly / Quarterly |
DoS |
All PSBs |
|
204. |
Half yearly/ Quarterly Review of Accounts of Public Sector Banks – Review of Accounts |
SCAs of PSBs are required to conduct half yearly/quarterly review of financial results of PSBs and submit the same |
Half yearly / Quarterly |
DoS |
All PSBs |
|
205. |
CPIS - Survey Schedule |
Co-ordinated Portfolio Investment Survey - overseas portfolio investment (Equity and Debt) |
Half yearly: end-Mar and end-Sep |
DSIM |
Banks having portfolio investment abroad are required to participate in CPIS for end-Mar and end-Sep round. |
|
206. |
Form III |
Certificate of reconciliation of balances for the Half Year ended June/December to be submitted by banks not later than July 31 and January 31 |
Half-yearly |
DoR |
SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs |
|
207. |
Return on Ownership and Control (ROC) |
ROC captures details of ownership pattern of the bank and details of Executive / Whole Time Directors and Non-Executive Directors including details of other companies in such any of such officials are interested along with nature of interests. |
Half-yearly |
DoS |
All CBs except FBs |
|
208. |
Statement on default in MTT |
Statement on default in Merchanting Trade Transactions (MTT) |
Half-yearly |
FED |
AD Category - I Banks |
|
209. |
Collateral held under MTSS |
Collateral held under MTSS |
Half Yearly |
FED |
Indian Agents under Money Transfer Service Scheme |
|
210. |
Return on Subsidiaries/JV/Associates (RoS) |
The report contains information/data on financial performance, large exposure in excess of 10% of capital funds and ownership details of each subsidiary / joint venture / associate of banks |
Half-yearly |
DoS |
All SCBs, Where applicable |
|
211. |
Half-Yearly Review of Investment Portfolio |
Qualitative/ Quantitative review of entire investment portfolio of the bank for the half year |
Half-yearly |
DoS |
All CBs |
|
212. |
Consolidated Prudential Return (CPR) |
CPR contains consolidated prudential information at the level of the group to which the supervised bank / institution belongs and is derived from the consolidated balance sheet and profit and loss account, prepared as per extant guidelines on preparation of Consolidated Financial Statements. |
Half-yearly |
DoS |
All SCBs, Where applicable |
|
213. |
Form OPI |
Return on portfolio investment by Indian companies/ Resident individuals by way of ESOP/ employee benefit schemes/ mutual funds/ alternative investment funds/ venture capital funds |
Half- yearly |
FED |
Person resident in India |
|
214. |
Credit to Minority Community |
Priority sector advances sanctioned to members of specified minority communities vis-à-vis overall priority sector advances |
Half yearly March/Sept |
FIDD |
All Scheduled Commercial Banks (excluding RRBs and Foreign Banks with less than 20 branches) |
|
215. |
Framework for Revival and Rehabilitation of Micro, Small and Medium Enterprises (MSMEs) |
To know the stress in the accounts of MSMEs and to facilitate the promotion and development of MSMEs |
Half yearly (March-Sept) |
FIDD |
Scheduled Commercial Banks (SCBs) |
|
216. |
Sectorial Deposits (Deposits held with StCB/DCCBs) |
Sectorial Deposits (Deposits held with StCB/DCCBs) |
Half yearly June/Dec. |
DoR |
StCBs, DCCBs |
|
217. |
Extension of time in respect of clean credit for import of rough, cut and polished diamonds |
Extension of time in respect of clean credit for import of rough, cut and polished diamonds |
Half-yearly (Format not prescribed) |
FED |
AD Category I Bank |
|
218. |
Advance remittances made for import of rough diamonds without a bank guarantee or standby letter of credit, where the amount of advance payment is equivalent to or exceeds USD 5,000,000 |
Advance remittances made for import of rough diamonds without a bank guarantee or standby letter of credit, where the amount of advance payment is equivalent to or exceeds USD 5,000,000/- |
Half-yearly (as per format annexed to the circular) |
FED |
AD Category I Bank |
|
219. |
FLA MF - Survey Schedule |
Foreign Liabilities and Assets (FLA) of Mutual Fund companies - Market value by equity / debt |
Annual |
DSIM |
All India Resident Mutual Fund Companies which held/acquired foreign assets and/or liabilities as on the end of latest financial year. |
|
220. |
ITES - Survey Schedule |
Survey on Computer Software & Information Technology Enabled Services (ITES) Exports |
Annual |
DSIM |
All software / IT / BPO Companies in India |
|
221. |
Annual Certificate |
A yearly return certified by statutory auditor and to be submitted by banks in original within one month from the date of completion of their annual audit |
Annual |
DoR |
SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs |
|
222. |
ITBS - Survey Schedule |
Survey on International Trade in Banking Services (ITBS) collects information on various banking services rendered by Indian Banks operating abroad and foreign banks operating in India |
Annual |
DSIM |
All Indian Banks operating abroad and Foreign Banks operating in India |
|
223. |
FLA - Return |
Annual return on Foreign Liabilities and Assets (FLA) - under FEMA. Market value of FDI / ODI by equity / debt including FATS. |
Annual |
DSIM |
All India resident companies which have outstanding FDI and/ or ODI in their balance sheet as the end of the latest financial year. |
|
224. |
Form APR |
Return on financial position and share-holding pattern of the foreign entity, repatriation if any, and details of step-down subsidiaries |
Annual |
FED |
Person resident in India |
|
225. |
Monitoring Progress of Financial Inclusion (MPFI)- Qualitative Return (Template-II) |
To understand developments in the financial inclusion sphere. |
Annual |
FIDD |
SCBs (including RRBs) |
|
226. |
Priority Sector Advances– Annual |
State-wise data relating to PSA and sectoral credit |
Annual |
FIDD |
All Commercial Banks including Regional Rural Banks, Small Finance Banks, Local Area Banks and Primary (Urban) Co-operative Banks other than Salary Earners’ Banks |
|
227. |
DNBS02-Important Financial Parameters - Annual |
The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs. |
Annual |
DoS |
Non-deposit taking non-NDSI |
|
228. |
DRI Advances |
Disbursements, demand, recovery, overdues and outstandings under various parameters |
Annual |
FIDD |
Indian Scheduled Commercial Banks (Excluding RRBs) |
|
229. |
DAY-NULM Target |
State-wise return with targets for Self-Employment Programme (SEP) for Individuals, Group and SHGs under NULM scheme |
Annual |
FIDD |
All Scheduled Commercial Banks & Small Finance Banks |
|
230. |
Form IX (Sec. 26 of the BR Act, 1949) |
Statutory Return of Unclaimed Deposit Accounts in India which have not been operated upon for 10 years or more as on 31st December |
Annual |
DoR |
Commercial Banks |
|
231. |
DNBS10-Statutory Auditor Certificate (SAC) Return |
To ensure continued regulatory compliance for all NBFCs. |
Annual |
DoS |
All NBFCs and ARCs |
|
232. |
List of Offices/Branches of AD Bank Maintaining Rupee Accounts of Non-Resident Banks |
List of all offices/branches, of an AD bank, which are maintaining Rupee accounts of non-resident banks |
Annually |
FMRD |
Authorised Dealer Category - I Banks |
|
233. |
Form A Certificate |
Information to be submitted by the NBFCs regarding appointment of Statutory Central Auditor (SCA)/ Statutory Auditor (SA) |
Annual |
DoS |
All NBFCs |
|
234. |
Format for furnishing addresses etc., particulars of Forged Note Vigilance Cell (FNVC) to RBI |
The return conveys the following particulars - |
Annual (as on 1st April) |
DCM |
All Banks |
|
235. |
Form X -Asset & Liability of RRBs |
Form X -Asset & Liability of RRBs |
31 March yearly |
DSIM |
RRBs |
|
236. |
Proforma for reporting details of profits remitted to Head Office by foreign banks operating in India |
Statement of remittance of profits/surplus by foreign banks |
Yearly |
DOR/DoS |
Foreign Banks |
|
237. |
Amount of foreign currency written off during the financial year |
Amount of foreign currency written off during the financial year |
Yearly |
FED |
FFMCs/non-bank ADs Category-II |
|
238. |
Reporting of Long-term Advance |
Reporting of Long-term Advance of USD 100 million & more alongwith Progress Report to be submitted by Authorised Dealer Bank on utilization of Long term export Advances |
Yearly |
FED |
AD Category - I Banks |
|
239. |
Balance Sheet of SCBs (Sec. 31 of the BR Act, 1949) |
Submission of duly audited Balance Sheet and Profit and Loss Account |
Yearly |
DoR |
SCBs (excluding RRBs) |
|
240. |
Balance Sheet Analysis (BSA) |
BSA captures audited accounts of the bank with notes on accounts |
Yearly |
DoS |
All CBs |
|
241. |
OSS8 |
Statement on Bank Profile |
Yearly |
DoS |
All UCBs |
|
242. |
Form - VIII |
Statement of Unclaimed Deposit Accounts not operated more than 10 years |
Yearly |
DoS |
All UCBs |
|
243. |
Whole Bank Long Form Audit Report and Compliance thereof |
Whole Bank Long Form Audit Report and Compliance thereof |
Yearly |
DoS |
All CBs |
|
244. |
Certificate regarding continuance of the “fit and proper” status of all major shareholder |
Certificate regarding continuance of the “fit and proper” status of all major shareholders. In case any major shareholder is assessed to be not “fit and proper”, the concerned bank shall report the same immediately in Form D specified in the Schedule to extant Master Directions |
30 September yearly |
DoR |
All Private Sector Banks including Local Area Banks |
|
245. |
Copy of Annual Report with audited Statements of accounts |
Copy of Annual Report with audited Statements of accounts as on 31st March |
30 June yearly |
DoR |
Local Area Banks |
|
246. |
Statement of shareholding (Restrictions on holding shares) |
Statement of shareholding (Restrictions on holding shares) |
31 March yearly |
DoR |
StCBs, DCCBs |
|
247. |
Form IX Spl. |
Form IX Spl. |
31 March yearly |
DoR |
StCBs, DCCBs |
|
248. |
Notes on A/c |
Notes on A/c |
31 March yearly |
DoR |
StCBs, DCCBs |
|
249. |
FCS - Survey Schedule |
Survey on Foreign Collaboration in Indian Industry (FCS) information on foreign technical collaboration with Indian companies |
Biennial |
DSIM |
All Indian Companies having technical collaboration with foreign entity |
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