RBI Calendar for Returns submitted with RBI

Control your compliance obligations! Plan with our RBI Calendar tool for seamless returns submission. Get started today to avoid penalties and ensure timely compliance.

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Comprehensive RBI Compliance Reporting Guide by Enterslice

At Enterslice, we take satisfaction in providing an in-depth overview targeted at offering very useful help to compliance officers, CFOs, and company secretaries in browsing the complex landscape of conformity coverage. Our main focus is on the regulations controlled by the Reserve Bank of India (RBI). This overview supplies a detailed summary, clarifying coverage days for different relevant regulations with a unique focus on essential areas like the Foreign Exchange Management Act (FEMA). Keep in mind that governing structures can go through modifications with individuals or businesses that are highly recommended to perform their very own due persistence for returns submitted with RBI. Our dedication to quality consists of keeping an upgraded conformity schedule and making sure individuals or businesses have access to the most up-to-date legislation. Our RBI calendar helps with the updates issued by the RBI to comply with and avoid penalties.

RBI Calendar List the Returns Submitted with RBI

The RBI Calendar’s key list for the returns submitted with RBI are given below:

Form VIII of Unclaimed Deposits

Enterslice helps in the timely submission of Form VIII of Unclaimed Deposits to the reporting entity.

FC-GPR (Foreign Collaboration-General Permission Route)

Enterslice helps an Indian company report the problem of equity instruments to non-resident investors and reporting entities.

FC-TRS (Foreign Collaboration-Transfer of Reserves)

Enterslice helps in the report of the transfer of equity instruments between citizens and non-citizens on a timely basis to the reporting entity.

LLP-I (Limited Liability Partnership - I)

Enterslice helps in the report invoice of capital contribution or acquisition of profits by cooperating with an LLP with a non-resident capitalist.

LLP-II (Limited Liability Partnership - II)

Enterslice helps with the reports transfer of resource contribution or revenue shares between a resident as well as a non-resident.

Convertible Notes

Enterslice helps with the issuing of reports of Convertible Notes by a start-up business to a non-resident financier or the transfer of exchangeable notes between a citizen and a non-resident.

ESOP (Employee Stock Option Plan)

Enterslice helps with the issuing of reports of ESOPs by an Indian business to its non-resident workers.

DRR (Depository Receipts)

Enterslice helps an Indian company issue reports of depository invoices (ADRs or GDRs).

DI (Downstream Investment)

Enterslice helps file the report of downstream financial investment made by an Indian business in one more Indian company, leading to indirect international financial investment.

InVI (Investment Vehicle Issuance)

Enterslice helps in filing the reported problem of devices by a financial investment automobile versus the international inflow.

Key Aspects of RBI and FEMA Compliance with the help of RBI Calendar for returns submitted with RBI

In the complex landscape of company procedures governing conformity holds the essential to lasting success. Amongst the important columns of conformity in India are the laws put down by the Reserve Bank of India (RBI) with the Foreign Exchange Management Act (FEMA). Navigating these governing structures is important to ensure the legitimacy and sustainability of the businesses. In this extensive overview, we explore the RBI Calendar for the returns submitted with RBI and FEMA conformity, dropping light on their importance and providing an understanding of how organizations can take advantage of specialist RBI and FEMA compliance solutions.

Foreign Investments

Foreign financial investments play a critical role in the Indian economic climate, driving development and the development of technology and resource mixtures. Nevertheless, these financial investments undergo rigorous policies under RBI and FEMA, so Enterslice's help in conformity with these policies is crucial for both foreign investors and Indian entities obtaining foreign financial investment. Foreign Direct Investment (FDI) and Foreign Portfolio Investment (FPI) are two key networks that attract foreign funding to India. FDI goes through sectoral caps as well as federal government authorization in specific markets, while FPI includes financial investments in safeties such as supplies as well as bonds. RBI Calendar helps maintain conformity with coverage demands, adhere to sectoral restrictions, and get required authorizations, which are important to make sure that international financial investments are within lawful limits.

External Commercial Borrowings (ECBs)

External Commercial Borrowings (ECBs) describe finances or borrowings received by Indian entities from international loan providers. These borrowings go through standards released by the RBI to handle the borrowing community and also preserve a steady outside financial debt placement. RBI Calendar helps in conformity with ECB laws, which entails recognizing the permissible end-uses of funds, establishing the qualified debtors and also loan providers, together with sticking to maturation as well as payment norms. By partnering with RBI and FEMA Compliance solutions, companies can browse these standards effectively and gain access to funds abroad while remaining certified.

Foreign Exchange Transactions

Foreign exchange deals that envelop import and export tasks, compensations, and professional credit reports are important elements of the worldwide profession. FEMA policies regulate these purchases to ensure openness, avoid cash laundering, and maintain the security of Indian money. RBI Calendar helps maintain conformity, which includes acquiring the required documents for professional purchases following restrictions on foreign exchange holdings and adhering to coverage demands. Enterslice’s specialist support in RBI and FEMA Compliance can aid companies in perfectly browsing these policies, promoting smooth cross-border purchases.

Capital Account Transactions

Resources account deals entail the motion of resources throughout boundaries, consisting of financial investments in protection, property, and various other possessions. FEMA sets out the standards for these deals to avoid unwarranted motion of resources as well as to ensure governing guidance. RBI's calendar maintains conformity with capital account purchase guidelines and needs cautious paperwork, reporting to regulative authorities, and adherence to sector-specific standards. Enterslice specialists can help advise organizations to analyze these guidelines and make educated choices while participating in resource account purchases.

Non-Resident Accounts

Non-resident accounts such as Non-Resident External (NRE) as well as Non-Resident Ordinary (NRO) accounts are crucial for taking care of funds held by non-residents in India. These accounts offer numerous objectives, consisting of repatriation of revenue and financial investments. So, Enterslice helps maintain conformity with RBI guidelines, including recognizing the functions and making use of various non-resident accounts, making sure of precise coverage of purchases, and sticking to tax obligation ramifications related to these accounts. Competence in RBI and FEMA Compliance makes certain that non-resident accounts are handled efficiently and also in conformity with all regulative demands.

Enterslice’s Services on Returns Submitted with RBI

Enterslice provides the services for returns submitted with RBI on a timely basis with the RBI Calendar. Below are some of the services provided by Enterslice for maintaining RBI Compliance:

RBI Compliance Solutions

Enterslice’s specialists keep themselves updated with the RBI Calendar to remain in advance with routinely upgraded conformity schedules covering vital regulations under the Reserve Bank of India which will help the business gain access to tailored conformity with the returns submitted with RBI or maintain compliance with the RBI guidelines.

Filing of Returns

Enterslice’s specialist help in the timely filing of the returns within the due date stated in the RBI Calendar.

Legal & Regulatory Advisory

Enterslice’s specialists help in providing lawful suggestions to browse complicated governing landscapes and ensure the company procedures straighten with present regulations along with guidelines as stated in the RBI Calendar.

Tax Obligation and Planning

Enterslice helps in maximizing the tax obligation approach with our specialist assistance in the returns submitted with RBI on a timely basis as stated in the RBI Calendar to ensure conformity with tax obligation guidelines while decreasing tax obligation concerns.

Risk Management and Compliance

Enterslice helps determine and reduce possible threats to protect the company by following the Remain certification with sector policies to keep the business updated.

Business Governance Solutions

Enterslice helps in carrying out efficient business administration techniques for clear together with moral organization procedures and improves investor depend on as well as online reputation.

Innovation and also Digital Transformation

Enterslice helps in embracing electronic developments with our modern technology as well as improvement solutions to remain affordable in the electronic period with our tactical support.

Conformity Automation Solutions

Enterslice helps in enhancing the conformity refined with our automation options. Utilize innovation to boost performance and also precision.

Financial Technology (FinTech) Solutions

Enterslice helps in discover cutting-edge FinTech remedies for your economic procedures and remain at the leading edge of economic innovation with our specialist support.

Checklist based on RBI Calendar for returns submitted with RBI

Making sure conformity with Reserve Bank of India (RBI) laws is essential for services running in India. Utilize this extensive checklist supplied by Enterslice to analyze and improve your RBI conformity as per the RBI Calendar:

  • Regularly testimonial and upgrade conformity with foreign exchange legislations.
  • Submit Form VIII for unclaimed down payments by the stated due date in the RBI Calendar.
  • Report the issuance of equity instruments by an Indian company to non-resident capitalists within thirty days.
  • Ensure prompt entry to the Foreign Exchange Department (FED).
  • Report the transfer of equity instruments in between resident and non-resident within 60 days from the day of transfer or remittance.
  • Adhere to the standards established by FED.
  • Report the invoice or transfer of capital contribution or profit shares in an LLP to a non-resident within the defined period stated on the RBI Calendar.
  • Submit records for the issuance or transfer of exchangeable notes within the stated 30 days.
  • Report the issuance of ESOPs by an Indian business to its non-resident workers within 30 days, as stated in the RBI Calendar.
  • Adhere to reporting standards from the Foreign Exchange Department.
  • Report the issuance of depository invoices (ADRs or GDRs) by an Indian business within 30 days from the close of the problem, as stated in the RBI Calendar.
  • Report downstream financial investments made by an Indian company within thirty days from the day of allotment of equity instruments.
  • Comply with the standards given by the FED for financier Indian firms.
  • Report the concern of systems by a financial investment car versus international increase within 30 days, as stated in the RBI Calendar.
  • Adhere to reporting demands described by the Foreign Exchange Department.
  • Monthly entry to the Department of Supervision (DoS) for all Urban Co-operative Banks (UCBs).
  • Monthly entry to DoS for all Primary (Urban) Co-operative Banks (PBs) as stated in the RBI Calendar.
  • Monthly entry to DoS for All India Financial Institutions (AIFIs) and also All Commercial Banks
  • Monthly entry to DoS for Non-Banking Financial Companies (NBFCs)
  • Monthly entry to the Financial Inclusion and Development Department (FIDD) for all Scheduled Commercial Banks as stated in the RBI Calendar for submission on the due dates.
  • Monthly entry to the Department of Payment as well as Settlement Systems (DPSS) for Money Transfer Service Scheme (MTSS) Entities.
  • Monthly entry to DoS for all Scheduled Commercial Banks (leaving out Regional Rural Banks [RRBs], PBs, as well as LABs) having Digital Banking Units.
  • Monthly and Quarterly entry to DoS for Monthly (Scheduled Commercial Banks).

Conclusion

The RBI calendar helps the business or individuals, in return, submit with RBI on a timely basis and comply with the guidelines issued by the RBI. Enterslice helps in the filing and keeps on updating the business or individuals to follow the RBI guidelines for compliance and keep track of the dates for the timely filing and submission of the forms as per the requirement.

RETURNS SUBMITTED WITH RBI

OBJECTIVE

The Enterslice team took the initiative to create a comprehensive guide for Compliance Officers, CFOs, and Company Secretaries to provide a comprehensive overview of compliance reporting dates for various applicable laws in India.

This version covers the most important laws under Reserve Bank of India (RBI) like:

  • Foreign Exchange Management Act (FEMA) Returns filed with RBI.

and provide dates specified by various Regulatory Authority.

Our team is committed to constantly updating the compliance calendar by adding laws and ensuring regular updates. We encourage users to visit our website frequently to access the latest versions of the calendar.

DISCLAIMER

  • It is important to note that the relevant authorities can often change the regulations.
  • Therefore, the reader/user should perform their own due diligence before relying on this information.

LIST OF RETURNS SUBMITTED TO RBI

S.no.

Return name

Return description

Frequency

Department concerned

Reporting entity required to submit the return 

1.

Form VIII (unclaimed deposits)

Form VIII (unclaimed deposits)

Dec. 31

DoR

StCBs, DCCBs

2.

FC-GPR

To report issue of equity instruments by an Indian company to non-resident investors

Within 30 days from the date of issue Indian company

FED

Indian company

3.

FC-TRS

To report transfer of equity instruments between resident and non-resident.

Within 60 days from the date of transfer or date of remittance whichever is earlier

FED

Transferor/Transferee/ Investee indian company with onus on the resident transferor/transferee

4.

LLP-I

To report receipt of capital contribution/ acquisition of profit shares in an LLP to a non-resident investor

Within 30 days from the date of remittance.

FED

LLP

5.

LLP-II

To report transfer of capital contribution/ profit shares between a resident and a non-resident

Within 60 days from the date of remittance

FED

Transfereor/transferee/ investee LLP with onus on the resident transferor/transferee

6.

CN

To report issue of Convertible Notes by a start-up company to non-resident investor or transfer of convertible notes between a resident and a non-resident.

For issue: Within 30 days from the date of issue
For transfer: Within 30 days from the date of transfer

FED

For issue: Indian Start-up company
For transfer: Resident transferor/transferee

7.

ESOP

To report issue of ESOPs by an indian company to its non-resident employees

Within 30 days from the date of issue of ESOPs

FED

Indian company

8.

DRR

To report issue of Depository receipts (ADRs/GDRs) by an Indian company

Within 30 days from date of close of issue.

FED

Domestic custodian

9.

DI

To report downstream investment made by an indian company in another indian company resulting in indirect foreign investment in the investee indian company.

Within 30 days from the date of allotment of equity instruments

FED

Investor Indian company

10.

InVI

To report issue of units by an investment vehicle against the foreign inflow received in its corpus.

Within 30 days from the date of issue of units

FED

Investment Vehicle

11.

List of equity and convertible debentures (LECFII)

Statement of purchases / sales of shares / debentures made on behalf of FIIs under portfolio investment scheme

Daily

FED

AD Category - I Banks

12.

Currency Chest Transactions

Daily transactions viz. deposit, withdrawal, remittances (fresh notes/ soiled notes / coins), diversions, etc. at CCs

Daily

DCM

Currency Chests of the banks

13.

Foreign Exchange Turnover (FTD)

Foreign Exchange Turnover- Client and Interbank in Spot, Swaps and Forwards (including cancellations)

Daily

FMRD

Authorised Dealer Category - I Banks

14.

Gaps, Position, and Cash Balances (GPB)

Gaps of foreign currency, net open exchange positions and cash balances

Daily

FMRD

Authorised Dealer Category - I Banks

15.

Liberalised Remittance Scheme

Liberalised Remittance Scheme of USD 2,50,000 for resident individuals

Daily

FED

AD Category - I Banks

16.

MCLR (Marginal Cost of funds-based Lending Rate) Return (MPD07)

Data on MCLR of SCBs (excluding RRBs, SFBs and PBs)

Daily (On every review date of MCLR)

MPD

SCBs (excluding RRBs, SFBs and PBs)

17.

Overseas Principal-Indian Agent wise list of sub-agents (MTSS)

Overseas Principal-Indian Agent wise list of sub-agents

On appointment

FED

Indian Agents under Money Transfer Service Scheme

18.

Red Flagged Account/Fraud Borrowers Return (RFA/Fraud)

Data on RFA/Fraud classified borrowers in terms of framework on loan frauds

As and when basis

DoS

AIFIs and All CBs excluding PBs

19.

Proforma

Consolidated proforma which has replaced Proforma I and Proforma II

As and when

DSIM

SCBs (including RRBs), Co-operative Banks

20.

Fraud Monitoring Return 1 (FMR1)

To capture the details of the fraud committed by staff, outsiders or customers involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs.

As and when

DoS

NBFCs – Deposit Taking & NDSIs

21.

Reporting of NCD issuances

Issuances of NCDs having original maturity upto one year need to be reported

As and when NCDs with original maturity upto one year are issued

FMRD

Debenture Trustees

22.

FMR 1

Report on Actual or Suspected Frauds in Banks

As and when the fraud occurs

DoS

All Primary (Urban) Co-operative Banks

23.

FMR 3

Update of Form FMR-1

As and when any development occurs in FMR-1 details

DoS

All Primary (Urban) Co-operative Banks

24.

Form FC

Return on Overseas Direct Investment (ODI)/ financial commitment/ restructuring/ disinvestment in a foreign entity

As and when

FED

Person resident in India

25.

Fraud Monitoring Return 3 (FMR3) - Fraud Update Application

To capture the updated information in respect of frauds reported through FMR-1 for all NBFC-D and NBFC-NDSIs.

As and when

DoS

NBFCs – Deposit Taking & NDSIs

26.

RMC-F

Form regarding appointment of franchisees

As and when new franchisee agreements are entered into

FED

AD Category – I Bank / AD Category - II/ FFMC

27.

Reporting of NCD defaults

Defaults of NCDs having original maturity upto one year need to be reported

As and when NCDs with original maturity upto one year are defaulted

FMRD

Debenture Trustees

28.

Details of Online Payment Gateway Service Providers (OPGSP) arrangement

Details of Online Payment Gateway Service Providers (OPGSP) arrangements

As an when AD bank gets into an arrangement with OPGSP (Format not prescribed)

FED

AD Category I Bank

29.

Natural Calamity Relief Measures

Notification issued by State Government on declaration of natural calamity

As and when

FIDD

SLBCs on the Natural Calamity Relief Measures Portal

30.

Form ECB

To obtain Loan Registration Number (LRN) for ECB

Before draw down of ECB

DSIM

Borrower through the designated AD bank

31.

Revised Form ECB

To report changes in ECB parameters in consonance with the ECB norms

Within 7 days from the changes effected in ECB parameters

DSIM

Borrower through the designated AD bank

32.

Report on issue of Subordinated Debt, raising of Upper Tier II Capital, Perpetual Debts and Equity Capital (Qualified Institutional Placements-QIP, Preferential issue to Promoters, GDR issue) together with copy of document

Report on issue of Subordinated Debt, raising of Upper Tier II Capital, Perpetual Debts and Equity Capital (Qualified Institutional Placements-QIP, Preferential issue to Promoters, GDR issue) together with copy of document

Within 1 week from date of issue

DoR

All Commercial Banks (Excluding Local Area Banks and RRBs)

33.

DNBS09-CRILC RDB

All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in SMA-0 for the week

Weekly

DoS

All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in default for the week

34.

FCY-Rupee Option Transactions

Option Transaction Report, Option Position Report, Change in Portfolio Delta Report and Strike Concentration Report

Weekly

FMRD

Authorised Dealer Category - I Banks

35.

Returns from SIDBI

Details of Mobilisation of Resources/ Certificate of deposit/ term deposit/ inter corp. deposit etc

Weekly

DEPR

SIDBI

36.

FII Weekly

inflow/ of outflow of foreign funds on account of investment by FIIs/FPIs in the Indian capital market

Weekly

FED

AD Category - I Banks

37.

Equity Investment in Capital Market (JPC data)

The return collects amount of equities purchased and sold from / in the capital market during the relevant week. The reported data is furnished to Government of India.

Weekly

DoS

Select 11 Banks#

38.

Return on Defaulted Borrowers (RDB)

Return on Defaulted Borrowers

Weekly

DoS

AIFIs and All CBs excluding PBs

39.

FMR-1 (Fraud Monitoring Return (FMR) - SCBs in CIMS)

Report on Actual or Suspected Frauds in Banks

within three weeks from the date of detection of fraud

DoS

All CBs and AIFIs

40.

Payment of dividend

Details of dividend declared during the financial year and other details as per the circular

Within a fortnight after declaration of dividend

DoR

SCBs (excluding RRBs)

41.

PD's call money transactions with commercial banks (Return from PDs)

Compilation of New Monetary Aggregates

Fortnightly

DEPR

Primary Dealers

42.

FETERS (R-return)

Foreign exchange transactions of banks in India

Fortnightly

DSIM

AD Category - I Banks

43.

BAL statement

Foreign currency balances of Authorized Dealers and rupee balances of non-resident banks

Fortnightly

DSIM

AD Category - I Banks

44.

PDR I

Statement on sources and Application of Funds

Fortnightly

IDMD

7 Standalone Primary Dealers

45.

PDR I

Statement on sources and Application of Funds

Fortnightly

IDMD

7 Standalone Primary Dealers

46.

Form-A (Sec.42, RBI Act, 1934)

Used for computation of NDTL for CRR maintenance

Fortnightly

DoR

SCBs

47.

Form B (CRR of StCBs)

Form B (CRR of StCBs)

Fortnightly

DoR

StCBs, DCCBs

48.

ALM Return

ALM3: Statement of Structural Liquidity (SL)

Fortnightly

DoS

Scheduled UCBs

49.

ALM Return

ALM2: Statement of Short-Term Dynamic Liquidity (STDL)

Fortnightly

DoS

Scheduled UCBs

50.

DCM

Daily Call and Notice Money Operations during the fortnight

Fortnightly

DoS

All UCBs

51.

Details of the outstanding Certificates of Deposits (CDs)

Details of outstanding CDs held with depositories in the dematerialised form

Fortnightly

FMRD

Depositories

52.

Special Fortnightly Return-II/MPD003

Monitoring of daily CRR balances

Fortnightly

MPD

SCBs (excluding RRBs)

53.

Supplementary return on daily SLR/MPD004

Supplementary return on daily SLR

Fortnightly

MPD

SCBs (excluding RRBs)

54.

Form - B

Statement of External Liabilities and Core Assets

Fortnightly / Monthly

DoS

Scheduled UCBs

55.

Holding of Foreign Currencies

Statement in form BAL giving details of holding of all foreign currencies by AD Bank

Fortnightly

FMRD

Authorised Dealer Category - I Banks

56.

Liquidity Return (LR)

The LR return on Structural Liquidity includes behavioural maturity profile of various components of on / off-balance sheet items on the basis of assumptions and trend analysis supported by time series analysis having five parts, viz. (i) ‘Domestic Currency – Indian Operations’, (ii) ‘Foreign Currency – Indian Operations’, (iii) ‘Combined Indian Operations – Domestic and Foreign Currency’ i.e. solo bank level, (iv) ‘Overseas branch Operations–Country-Wise’ and (v) ‘For Consolidated Bank Operations’.

Fortnightly/ Monthly

DoS

Fortnightly - All SCBs [excluding SFBs and PBs]/ Quarterly - All SCBs including PBs

57.

Return on Interest Rate Sensitivity- (IRS)- Traditional Gap & Duration Gap

IRS captures the banks’ exposure to the interest rate risk.

Monthly

DoS

All CBs excluding LABs

58.

Form II

Monthly return claiming refund from the DEA Fund (Original hardcopy to be submitted by 15th of the succeeding month to which the claim pertains)

Monthly

DoR

SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs

59.

Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents

Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents

Monthly

FMRD

Banks

60.

Form I

Monthly Return of unclaimed deposits/credits/ accounts/ in India which have not been operated upon/remained unclaimed for 10 years or more as on the date of the return and transferred to the DEA Fund Account. (To be submitted online to the Reserve Bank of India by 15th of the succeeding month)

Monthly

DoR

SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs

61.

Interest Rate Return (erstwhile SMR VIAB) (MPD06) (Special Monthly Return (SMR)-VI-AB on interest rates of commercial banks IN CIMS)

Deposit rates (including NRI deposits), rupee lending rates (outstanding as also on fresh loans sanctioned) and foreign currency export credit of SCBs (excluding RRBs, SFBs and PBs), External Benchmark based Lending Rate data of SCBs (excluding RRBs, SFBs and PBs)

Monthly

MPD

SCBs (excluding RRBs, SFBs and PBs)

62.

Sector-wise and industry-wide deployment of bank credit (SIBC)/MPD002

Analyzing trends in sector- wise and industry-wise bank credit

Monthly

MPD

Select SCBs (excluding RRBs)

63.

FETERS – Cards Return

Details of international transactions using credit card / debit card / unified payment interface (UPI) along with their economic classification (merchant category code – MCC) will be captured

Monthly

DSIM/FED

All Category-I Authorised Dealer Banks

64.

Monthly Return on information related to Stressed MSME Sub-ordinate Debt Scheme

The return collects data on Personal Loans sanctioned to Promoters of distressed MSMEs under CREDIT GUARANTEE SCHEME FOR SUBORDINATE DEBT- CGSSD

Monthly

DoS

All SCBs excluding PBs

65.

Form TC

Compilation of short-term credit extended for imports and payments thereof

Monthly

DEPR

ADs

66.

Yen holdings of Government of India

International investment position

Monthly

DEPR

AD Category - I Banks & Authorised Banks

67.

Cards Statistics

Usage of Credit & debit cards at ATM & POS

Monthly

DPSS

SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks

68.

Basel Liquidity Returns (BLR)

The LCR contains 7 returns viz. BLR 1, BLR 2, BLR 3, BLR 4, BLR 5, BLR -6 & BLR -7 and monitors that a bank maintains an adequate level of unencumbered HQLAs that can be converted into cash to meet its liquidity needs for a 30-calendar day time horizon under a significantly severe liquidity stress scenario specified by supervisors.

Monthly

DoS

All SCBs excluding PBs

69.

Outstanding Foreign Currency Borrowings (OFCB)

Total outstanding foreign currency borrowings under all categories

Monthly

FMRD

Authorised Dealer Category - I Banks

70.

WLA Statistics

WLA Statistics

Monthly

DPSS

WLA Operator

71.

Prepaid Payment Instrument (PPI) Statistics

Pre-paid Payment Instrument Statistics

Monthly

DPSS

SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India

72.

Mobile Banking Transactions

Volume and Value of Payment Transactions done through Mobile Banking Application

Monthly

DPSS

SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks who have been permitted to provide Mobile Banking services in India

73.

NRD-CSR

Non-resident deposits comprehensive single return on NR/FCNR deposits and their transactions in a month

Monthly

DSIM

All Banks Authorised to deal in Foreign Exchange

74.

ECB 2 Return

To report actual ECB transactions

Monthly

DSIM

Borrower through the designated AD bank

75.

Banking service price index

The statement comprises of data related to fees income and fee charges for banking services provided by the bank and selective data on deposits and loans

Monthly

DSIM

SCBs (including RRBs) and Payment Banks

76.

Data on facilities to NRI / PIOS foreign nationals - liberalization

Details of persons with Indian origin

Monthly

FED

AD Category - I Banks

77.

Details of remittances made by NRO account

Remittances made out of NRO accounts up to 1 million USD per calendar year - Facilities to NRIs/PIOs and foreign nationals - liberalisation

Monthly

FED

AD Category - I Banks

78.

FLM-8 (Sale and purchase of foreign currency notes)

Summary statement of sale and purchase of foreign currency notes

Monthly

FED

FFMCs/non-bank ADs Category-II

79.

Liberalised Remittance Scheme

Liberalised Remittance Scheme of USD 2,50,000 for resident individuals

Monthly

FED

AD Category - I Banks

80.

Import of gold by EOUs, units in SEZ/EPZ and nominated agencies

Import of gold

Monthly/ Half Yearly

FED

AD Category - I Banks

81.

FIP Progress

Progress made in r/o of FI during the month.

Monthly

FIDD

SCBs (including RRBs)

82.

PDR II

Statement on Securities Market Turnover

Monthly

IDMD

7 Standalone Primary Dealers and 14 Bank Primary Dealers

83.

Stress Test

Stress Test

Monthly

IDMD

7 Standalone Primary Dealers

84.

IRS Test

Interest Rate Sensitivity Test

Monthly

IDMD

7 Standalone Primary Dealers

85.

Form VIII (Sec. 24 of the BR Act, 1949)

Statement of demand and time liabilities and unencumbered approved securities for ascertaining maintenance of SLR and levy of penal interest for default.

Monthly

DoR

Commercial Banks

86.

Form-X – statement of assets and liabilities

Monthly assets and liabilities of domestic operations estimation of household financial savings

Monthly

DSIM

SCBs (excluding RRBs)

87.

Monthly Return on Aggregate Resources Raised

Monthly statement to be furnished to confirm compliance with Resource Raising Norms by All India Financial Institutions (EXIM Bank, NABARD, NHB and SIDBI)

Monthly

DoR

All India Financial Institutions

88.

Statement showing details of counterfeit bank notes detected by the branch during the month

The return comprises of two parts -
(i) Denomination-wise and State/Union Territory-wise details of forged notes detected by the branch
(ii) Details of cases of FIR filed with police

Monthly

DCM

All Banks

89.

Form I (SLR of StCB/DCCBs)

Form I (SLR of StCB/DCCBs)

Monthly

DoR

StCBs, DCCBs

90.

Form II (Unsecured loans and advances)

Form II (Unsecured loans and advances)

Monthly

DoR

StCBs, DCCBs

91.

Form - I

Statement of Compliance with CRR and SLR

Monthly

DoS

All UCBs

92.

ALM Return

ALM1: Statement of Interest Rate Sensitivity (IRS)

Monthly

DoS

Scheduled UCBs

93.

Form - II

Statement of Unsecured Loans and Advances to Directors/ Firms in which they have Interest

Monthly

DoS

All UCBs

94.

Return on Assets, Liabilities and Exposure-PBs

The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures.

Monthly

DoS

All PBs

95.

Central Repository of Information on Large Credits (CRILC) – Main

CRILC captures credit information of borrowers having aggregate fund-based and non-fund-based exposure of Rs.5 crore and above

Monthly

DoS

AIFIs and All CBs excluding PBs

96.

DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly

To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk.

Monthly

DoS

NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs

97.

DNBS08-CRILC Main Return- Monthly

To capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower.

Monthly

DoS

NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC CIC (Core Investment companies). Not to be filed by NBFC-NOFHCs

98.

Natural Calamity Relief Measures

Relief Measures by Banks in Areas affected by Natural Calamities

Monthly

FIDD

All Scheduled Commercial Banks (including Small Finance Banks and excluding Regional Rural Banks) on the Natural Calamity Relief Measures Portal

99.

MTSS

MTSS Business

Monthly

DPSS

MTSS Entities

100.

Return on Performance of Digital Banking Units

Return covers details of services offered, performance and business development through Digital Banking Units (DBUs)

Monthly

DoS

All SCBs (excluding  Regional Rural Banks [RRBs], PBs and LABs) having Digital Banking Units

101.>

Statements showing the progress made in the implementation of scheme regarding reservation of posts for SC / ST

Statements showing the progress made in the implementation of scheme regarding reservation of posts for SC / ST as on last day of June and December.

Within 2 Months

DoR

Local Area Banks

102.

Return on Asset Liability and Off-Balance Sheet Exposures (ALE)

The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures-

Monthly / Quarterly

DoS

Monthly (SCBs)/ Quarterly(CBs) [excluding PBs]

103.

Return on Asset Quality (RAQ)

RAQ contains asset classification and provisioning for the advances and investment portfolio of the banks. This statement also contains sector wise granular break up of credit and investment portfolio

Monthly / Quarterly

DoS

Monthly [Section - 9 only by all SCBs except SFBs and PBs]/Quarterly [all CBs except PBs]

104.

Form - IX

Asset & Liabilities as at the close of business on last Friday of the Month

Monthly / Yearly

DoS

All UCBs

105.

WLA Customer complaints

Details of Complaints received, resolved, pending and type of complaints

Quarterly

DPSS

WLA Operators

106.

ATM deployment

State and region wise number of ATMs deployed by banks and WLAOs

Quarterly

DPSS

SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks, Small Finance Banks and White Label ATM Operators

107.

Return on Large Credits (RLC)

Section 1 of RLC captures all individual borrowers (excluding banks) having exposure in excess of 15% of regulatory capital or a minimum of top 50 large borrowers. In section 2, All borrower groups having total exposure in excess of 30 % of bank’s capital funds or a minimum of 50 large borrower groups should be reported irrespective of the percentage of such exposure to bank’s capital funds; Section 3 captures exposure to top 20 exposure to banks irrespective of the percentage of such exposures to the bank’s capital funds.

Quarterly

DoS

All CBs excluding PBs

108.

PPI customer grievances

Details of complaints received/ resolved/ pending against PPI issuers

Quarterly

DPSS

SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India

109.

IBS return

International assets and liabilities of banks in India

Quarterly

DSIM

Banks which are engaged in international transactions

110.

PPI customer grievances

Details of complaints received/ resolved/ pending against PPI issuers

Quarterly

DPSS

SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India

111.

Remittances under RDA (E-statement)

To know the inflow received under RDA

Quarterly

FED

AD Category - I Banks

112.

Quantum of remittance received under MTSS

Quantum of remittance received under MTSS

Quarterly

FED

Indian Agents under Money Transfer Service Scheme

113.

Issuance of guarantee for Trade Credit

Guarantees issued

Quarterly

FED

AD Category - I Banks

114.

LO/BO/PO

Consolidated list of all the Branch Office (BO)/ Liaison Office (LO) / Project Office (PO) opened and closed by them during a month

Quarterly

FED

AD Category - I Banks

115.

KCC

Progress made in respect of Number of KCC issued and loans outstanding in respect of crop loan, term loan and loans to allied activities

Quarterly

FIDD

All Scheduled Commerical Banks (including Small Finance Banks and excluding Regional Rural Banks)

116.

DAY-NRLM

State-wise return - loans sanctioned: accounts and amount, loans disbursed: accounts and amount, Loan Outstanding: accounts and amount under NRLM scheme

Quarterly

FIDD

Public Sector Banks, Private Sector Banks (including Small Finance Banks).

117.

Collateral Loan

Collateral free loans up to ₹25 lakh and of those covered under Credit Guarantee Scheme

Quarterly

FIDD

Public Sector Banks

118.

Composite Loans

Composite Loans outstanding upto ₹1 Crore under the scheme of SIDBI and Banks

Quarterly

FIDD

Public Sector Banks

119.

Credit to Women

Details about Number of Accounts And Amount outstanding in respect of credit given to women under priority and non-priority sector

Quarterly

FIDD

Public Sector Banks

120.

Priority Sector Advances–Quarterly

PSA and sectoral credit - Bank-wise

Quarterly

FIDD

All Commercial Banks including Regional Rural Banks, Small Finance Banks, Local Area Banks and Primary (Urban) Co-operative Banks other than Salary Earners’ Banks

121.

DAY-NULM Progress

State-wise return- loans disbursed: accounts and amount, to individuals, groups and SHGs under NULM scheme

Quarterly

FIDD

All Scheduled Commercial Banks & Small Finance Banks

122.

G-Sec ownership pattern

Constituent-wise ownership pattern of Government securities held in Gilt accounts

Quarterly

IDMD

Banks/PDs/CCIL

123.

PDR III

Statement on Capital Adequacy

Quarterly

IDMD

7 Standalone Primary Dealers

124. 

PDR IV

Statement on Select Financial and Balance Sheet Indicators

Quarterly

IDMD

7 Standalone Primary Dealers

125. 

RBI note refund rules - statement of defective notes adjudicated at all bank branches

Statement of defective notes adjudicated at currency chests branches

Quarterly

DCM

Commercial Banks, Cooperative Banks, RRBs, Private Banks, Foreign Banks

126.

FNVC to submit status report covering certain important aspects of the functions required to be undertaken by it.

The status report should cover dissemination and implementation of RBI instructions on counterfeit notes, compilation of data on counterfeit notes and its submission to RBI and FIU-IND , sharing information thus compiled with bank's CVO,conducting surprise checks at currency chests where shortage/counterfeit notes detected,ensuring operation of NSMs at all currency chests/back offices, ensuring only machine checked notes fed into ATMs, put in place adequate safeguards during processing and in transit of notes etc.

Quarterly

DCM

All Banks

127.

PSU Investment statement

PSU Investment statement

Quarterly

DoR

StCBs, DCCBs

128.

OSS1

Statement on Assets and Liabilities

Quarterly

DoS

All UCBs

129.

OSS2

Statement on Earnings

Quarterly

DoS

All UCBs

130.

OSS3

Statement on Asset Quality

Quarterly

DoS

All UCBs

131.

OSS4

Statement on Non-Performing Assets

Quarterly

DoS

All UCBs

132.

OSS5

Statement on Segment/ Sector-wise Advances

Quarterly

DoS

All UCBs

133.

OSS6

Statement on Connected Lending

Quarterly

DoS

All UCBs

134.

OSS7

Statement on CRAR

Quarterly

DoS

All UCBs

135.

MIS

MIS1: Statement on Doubtful, Loss or Suit filed account of Rs. 1 crore & above

Quarterly

DoS

Scheduled UCBs

136.

MIS

MIS2: Statement on Willful defaults of Rs. 25 lakh & above

Quarterly

DoS

Scheduled UCBs

137.

Advances/Investments

Dir - I: Statement showing details of Advances against Security of Shares/ Debentures

Quarterly

DoS

All UCBs

138.

Advances/Investments

Dir - IV: Statement on Information in respect of Loans & Advances to Bank’s Directors

Quarterly

DoS

All UCBs

139.

Advances/Investments

Planning - 3: UCB's Investment in other UCBs / Institutions

Quarterly

DoS

All UCBs

140.

ALM Return

ALM3: Statement of Structural Liquidity (SL)

Quarterly

DoS

Non-Scheduled UCBs

141.

ALM Return

ALM1: Statement of Interest Rate Sensitivity (IRS)

Quarterly

DoS

Non – Scheduled UCBs

142.

Form - VI

Statement on Offices in India

Quarterly

DoS

All UCBs

143.

Exposure in Foreign Exchange and Amount of Exposure Hedged

Consolidated information relating to exposures of corporates in foreign currency

Quarterly

FMRD

Authorised Dealer Category - I Banks

144.

Suspicious Transactions undertaken by Non-Resident Importer/Exporter

Doubtful transactions involving frequent cancellation of hedge transactions and / or the underlying trade transactions.

Quarterly

FMRD

Authorised Dealer Category - I Banks

145.

Return on Capital Adequacy - Basel-I (RCA-1)

Computation of capital base; computation of risk weighted assets; and risk-based capital as per BASEL - I Capital Adequacy framework

Quarterly

DoS

All LABs, SFBs and PBs

146.

Return on Capital Adequacy-III (RCA - III)

Computation of capital base; computation of risk weighted assets; and risk-based capital as per BASEL - III Capital Adequacy framework

Quarterly

DoS

All SCBs [excluding SFBs and PBs]

147.

Return on Operating Results (ROR)

Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses

Quarterly

DoS

All CBs excluding PBs

148.

Return on Operating Results (ROR) - PBs

Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses

Quarterly

DoS

All PBs

149.

Risk Based Supervision Return (RBS)

RBS captures information on Rating wise distribution of standard advances, Rating distribution of non-SLR investments, Sale of loans and securitisation , Credit card business carried out by the bank or through its subsidiaries, Disbursements and outstanding housing finance and Details of infrastructure finance

Quarterly

DoS

All CBs [excluding SFBs and PBs]

150.

Return on Asset Liability and Off-Balance Sheet Exposures (ALO)

Branch wise break up of assets and liabilities on the basis of residual maturity / next repricing date, gap, off balance sheet exposures, unreconciled entries with other branches, with other Indian banks branches in same foreign centre and accounts with other banks

Quarterly

DoS

All CBs having overseas operations (excluding FBs)

151.

Return on Large Exposures (RLE)

This return captures the reporting of large exposures and investments made during the quarter is divided into three sections- Listing of customers having limits or outstanding of US$ 5 million & above, listing of new customers having limits or outstanding of US$ 1 to 5 million and investments made during the quarter amounting to more than US$ 1 million.

Quarterly

DoS

All CBs having overseas operations (excluding FBs)

152.

Return on Country Exposures and Maturity (CEM)

CEM captures country-wise concentration of credit exposures at each overseas geography

Quarterly

DoS

All CBs having overseas operations (excluding FBs)

153.

Return on Profitability (ROP)

ROP captures the profitability numbers for the current quarter and the cumulative position (YTD) of all the overseas branches

Quarterly

DoS

All CBs having overseas operations (excluding FBs)

154.

Report on Asset and Liabilities (RAL)

Report on Assets and Liabilities of AIFIs

Quarterly

DoS

AIFIs

155.

Return on Capital Adequacy - Basel-I - (RCA-1)

Report on Capital Adequacy of AIFIs

Quarterly

DoS

AIFIs

156.

Return on Operating Results - Financial Institutions Division (ROR)

Report on Operating Result of AIFIs

Quarterly

DoS

AIFIs

157.

Return on Asset Quality - Financial Institutions Division (RAQ)

Report on Asset Quality of AIFIs

Quarterly

DoS

AIFIs

158.

Return on Large Credits - Financial Institutions Division (RLC)

Report on Large Credits of AIFIs

Quarterly

DoS

AIFIs

159.

Return on Ownership and Control - Financial Institutions Division

Report On Ownership and Control of AIFIs

Quarterly

DoS

AIFIs

160.

Return on Connected Lending Financial Institutions Division (RCL)

Report on Subsidiaries/ Associates/ Affiliates and Connected Lending

Quarterly

DoS

AIFIs

161.

Leverage Ratio (Leverage)

Statement captures the key drivers for Basel III leverage ratio

Quarterly

DoS

All CBs excluding LABs

162.

FMR–3 (Fraud Update Application (FUA) - SCBs in CIMS)

Update of Form FMR-1

Quarterly

DoS

All CBs and select AIFIs

163.

FMR-4 (Return on Bank Robbery, Theft, etc. (RBR) in CIMS)

Report on Dacoities / Robberies / Theft / Burglaries

Quarterly

DoS

All CBs and select AIFIs

164.

VMR I & III (VMR I in CIMS)

Report on action plan in public sector banks

Quarterly

DoS

All PSBs and AIFIs

165.

VMR-II

Report on the security arrangements in public sector banks. Contains information regarding number of branches considered vulnerable, branches provided with armed guards, alarm system, and other security measures provided

Quarterly

DoS

All PSBs

166.

Financial Soundness Indicators (FSI)

Data is collected for furnishing consolidated FSIs to IMF.

Quarterly

DoS

All CBs (excluding FBs), AIFIs

167.

Report on financial conglomerates

Capturing the intra-group transactions and exposures amongst the identified FCs

Quarterly

DoS

All Financial Conglomerates for which RBI is the Principal Regulator

168.

Return on Offshore Banking Units (OBUs)

Details on off-shore banking units

Quarterly

DoS

All Banks having OBUs

169.

Return on Investment Portfolio (RIP)

Profile of Investment Portfolio

Quarterly

DoS

All PBs

170.

Additional Data on Loan portfolio, Branch Profile and Financial Inclusion (LBFI)

Return capturing additional data on loan portfolio

Quarterly

DoS

All SFBs

171.

FMR 4

Report on Dacoities/Robberies/Theft/Burglaries

Quarterly

DoS

All Primary (Urban) Co-operative Banks

172.

Report of Commodity Hedging in Overseas Market (w.e.f April 01, 2018)

Report of Commodity Hedging in Overseas Market

Quarterly

FMRD

AD Cat-1 Banks

173.

Return on Complaints (RoComp)

This return collects data on customer complaints registered in Small Finance Banks and Payments Banks.

Quarterly

DoS

All SFBs and PBs

174.

Return on Connected Exposure (RCE)

Return on Connected Exposure

Quarterly

DoS

All CBs

175.

Large Exposure Framework Return (LEF)

Large Exposures Framework

Quarterly

DoS

All SCBs excluding PBs

176.

CRILC UCBs

CRILC return for UCBs

Quarterly

DoS

UCBs with total assets ₹500 crores and above as on previous financial year

177.

Interest Rate Risk Positions for clients

Interest Rate Risk Positions for clients having outstanding derivative of Rs.10 billion

Quarterly

FMRD

Banks and Primary Dealers

178.

FX- Transactions- Retail platform

The distribution of customer transactions (across FX-Retail, other electronic trading platforms and other channels) and the fees charged by them

Quarterly

FMRD

AD Category – I - Banks

179.

DNBS01- Important Financial Parameters – Quarterly

The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI.

Quarterly

DoS

NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size> ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs

180.

DNBS03-Important Prudential Parameters

The return captures compliance with various prudential norms, e.g., Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI.

Quarterly

DoS

NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs

181.

DNBS04A- Short Term Dynamic Liquidity (STDL) – Quarterly

To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections.

Quarterly

DoS

NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs

182.

DNBS05 - Return for CoR Rejected companies

To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected

Quarterly

DoS

NBFCs whose CoR has been rejected by the Reserve Bank and were accepting/holding public deposits on the date of application for Certificate of Registration

183.

DNBS06 - Important Financial & Prudential Parameters – RNBCs

The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs.

Quarterly

DoS

RNBCs

 184.

DNBS07 - ARCs Important Financial Parameters

To capture financial parameters and various operational details e.g., assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs.

Quarterly

DoS

ARCs

185.

DNBS12-CICs - Important Prudential Parameters

The return captures compliance with various prudential norms, e.g., Capital Adequacy, Asset Classification, Provisioning, NOF etc. for CIC-ND-Sis.

Quarterly

DoS

NBFC- Core Investment Companies (CICs)

186.

DNBS13-Overseas Investment Details

To capture details of overseas investment for all NBFCs having overseas investment.

Quarterly

DoS

All NBFCs and ARCs

187.

DNBS14- P2Ps- Important Financial & Prudential Parameters

The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for NBFCs-P2P.

Quarterly

DoS

NBFC-P2P Category

188.

DNBS11-CICs - Important Financial Parameters

The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for CIC-ND-Sis.

Quarterly

DoS

NBFC- Core Investment Companies (CICs)

189.

Monitoring Progress of Financial Inclusion (MPFI)- Quantitative Return (Template-I)

To measure the progress of FI during the quarter in sync with recommendations of NSFI.

Quarterly

FIDD

SCBs (including RRBs)

190.

Natural Calamity Relief Measures- Quarterly

Relief Measures by Banks in Areas affected by Natural Calamities

Quarterly

FIDD

All Scheduled Commercial Banks (including Small Finance Banks and excluding Regional Rural Banks) via SLBCs through Regional Offices

191.

Quarterly reporting of NCDs outstanding

Outstanding NCDs of original maturity upto one year, are to be reported on a quarterly basis

Quarterly

FMRD

Debenture Trustees

192.

D-QPSA

An ad-hoc return, for collection of district-wise credit data (Loan outstanding) for the select PS target items in order to ensure timely computation of PS Shortfall allocation for RIDF, for the period FY:2021-22 onwards.

Quarterly

FIDD

All Scheduled Commercial Banks (excluding RRBs)

193.

Foreign currency account/s in India with AD Category-I banks

Foreign currency account/s in India with AD Category-I banks

Quarterly

FED

FFMCs/non-bank ADs Category-II

194.

FMR-IV

To capture the updated information Report on Dacoities / Robberies / Theft / Burglaries for NBFCs

Quarterly

DOS

NBFCs – Deposit Taking & NDSIs

195.

LBS – MIS

Progress made under the Annual Credit Plan of a State/ Union Territory

Quarterly

FIDD

SLBC/ UTLBC Convenor Banks

196.

PSA Return

Loans and Advances to Priority Sector / Weaker Section & Credit Flow to Minority Communities

Quarterly/ Yearly

DoS

All UCBs except salary earners UCBs

197.

Basic Statistical Return - 1 (BSR1)

Bank credit classified according to various characteristics

Quarterly for non-RRBs / Annual for RRBs

DSIM

Quarterly-SCBs (excluding RRBs), Annual-SCBs (including RRBs)

198.

Basic Statistical Return - 2 (BSR2)

Classification of deposits with SCBs and employment details of SCBs

Quarterly for non-RRBs / Annual for RRBs

DSIM

Quarterly-SCBs (excluding RRBs), Annual-SCBs (including RRBs)

199.

Return on Complaints

Data on customer compliants

Quarterly & Annual

CEPD

All Commercial Banks

200.

Internal Ombudsman (IO) for Non-Bank System Participants

Data on IO complaints

Quarterly & Annual

CEPD

Non-Bank System Participants with more than one crore outstanding PPIs

201.

Internal Ombudsman (IO) for Non-Banking Financial Company (NBFC)

Data on IO complaints

Quarterly & Annual

CEPD

a) Deposit-taking NBFCs (NBFCs-D) with 10 or more branches.
b) Non-Deposit taking NBFCs (NBFCs-ND) with asset size of Rs.5,000 crore and above and having public customer interface.

202.

Allocation of branches to Statutory Branch Auditors (SBAs) by Public Sector Banks (PSBs)

PSBs are required to upload the details of branches allocated to their SBAs, on an annual basis, in the Auditor Allocation System (AAS) application maintained by the Bank

Annual

DoS

All PSBs

203.

Half yearly/ Quarterly Review of Accounts of Public Sector Banks – Review Report by Statutory Central Auditors (SCAs)

SCAs of PSBs are required to conduct half yearly/quarterly review of accounts of PSBs and submit Review Report in the prescribed format

Half yearly / Quarterly

DoS

All PSBs

204.

Half yearly/ Quarterly Review of Accounts of Public Sector Banks – Review of Accounts

SCAs of PSBs are required to conduct half yearly/quarterly review of financial results of PSBs and submit the same

Half yearly / Quarterly

DoS

All PSBs

205.

CPIS - Survey Schedule

Co-ordinated Portfolio Investment Survey - overseas portfolio investment (Equity and Debt)

Half yearly: end-Mar and end-Sep

DSIM

Banks having portfolio investment abroad are required to participate in CPIS for end-Mar and end-Sep round.

Mutual fund companies, insurance companies, non-financial companies and other financial companies (including non-banking financial companies) are required to participate in CPIS for end-Sep round.

206.

Form III

Certificate of reconciliation of balances for the Half Year ended June/December to be submitted by banks not later than July 31 and January 31

Half-yearly

DoR

SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs

207.

Return on Ownership and Control (ROC)

ROC captures details of ownership pattern of the bank and details of Executive / Whole Time Directors and Non-Executive Directors including details of other companies in such any of such officials are interested along with nature of interests.

Half-yearly

DoS

All CBs except FBs

208.

Statement on default in MTT

Statement on default in Merchanting Trade Transactions (MTT)

Half-yearly

FED

AD Category - I Banks

209.

Collateral held under MTSS

Collateral held under MTSS

Half Yearly

FED

Indian Agents under Money Transfer Service Scheme

210.

Return on Subsidiaries/JV/Associates (RoS)

The report contains information/data on financial performance, large exposure in excess of 10% of capital funds and ownership details of each subsidiary / joint venture / associate of banks

Half-yearly

DoS

All SCBs, Where applicable

211.

Half-Yearly Review of Investment Portfolio

Qualitative/ Quantitative review of entire investment portfolio of the bank for the half year

Half-yearly

DoS

All CBs

212.

Consolidated Prudential Return (CPR)

CPR contains consolidated prudential information at the level of the group to which the supervised bank / institution belongs and is derived from the consolidated balance sheet and profit and loss account, prepared as per extant guidelines on preparation of Consolidated Financial Statements.

Half-yearly

DoS

All SCBs, Where applicable

213.

Form OPI

Return on portfolio investment by Indian companies/ Resident individuals by way of ESOP/ employee benefit schemes/ mutual funds/ alternative investment funds/ venture capital funds

Half- yearly

FED

Person resident in India

214.   

Credit to Minority Community

Priority sector advances sanctioned to members of specified minority communities vis-à-vis overall priority sector advances

Half yearly March/Sept

FIDD

All Scheduled Commercial Banks (excluding RRBs and Foreign Banks with less than 20 branches)

215.

Framework for Revival and Rehabilitation of Micro, Small and Medium Enterprises (MSMEs)

To know the stress in the accounts of MSMEs and to facilitate the promotion and development of MSMEs

Half yearly (March-Sept)

FIDD

Scheduled Commercial Banks (SCBs)

216.

Sectorial Deposits (Deposits held with StCB/DCCBs)

Sectorial Deposits (Deposits held with StCB/DCCBs)

Half yearly June/Dec.

DoR

StCBs, DCCBs

217.

Extension of time in respect of clean credit for import of rough, cut and polished diamonds

Extension of time in respect of clean credit for import of rough, cut and polished diamonds

Half-yearly (Format not prescribed)

FED

AD Category I Bank

218.

Advance remittances made for import of rough diamonds without a bank guarantee or standby letter of credit, where the amount of advance payment is equivalent to or exceeds USD 5,000,000

Advance remittances made for import of rough diamonds without a bank guarantee or standby letter of credit, where the amount of advance payment is equivalent to or exceeds USD 5,000,000/-

Half-yearly (as per format annexed to the circular)

FED

AD Category I Bank

219.

FLA MF - Survey Schedule

Foreign Liabilities and Assets (FLA) of Mutual Fund companies - Market value by equity / debt

Annual

DSIM

All India Resident Mutual Fund Companies which held/acquired foreign assets and/or liabilities as on the end of latest financial year.

220.

ITES - Survey Schedule

Survey on Computer Software & Information Technology Enabled Services (ITES) Exports

Annual

DSIM

All software / IT / BPO Companies in India

221.

Annual Certificate

A yearly return certified by statutory auditor and to be submitted by banks in original within one month from the date of completion of their annual audit

Annual

DoR

SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs

222.

ITBS - Survey Schedule

Survey on International Trade in Banking Services (ITBS) collects information on various banking services rendered by Indian Banks operating abroad and foreign banks operating in India

Annual

DSIM

All Indian Banks operating abroad and Foreign Banks operating in India

223.

FLA - Return

Annual return on Foreign Liabilities and Assets (FLA) - under FEMA. Market value of FDI / ODI by equity / debt including FATS.

Annual

DSIM

All India resident companies which have outstanding FDI and/ or ODI in their balance sheet as the end of the latest financial year.

224.

Form APR

Return on financial position and share-holding pattern of the foreign entity, repatriation if any, and details of step-down subsidiaries

Annual

FED

Person resident in India

225.

Monitoring Progress of Financial Inclusion (MPFI)- Qualitative Return (Template-II)

To understand developments in the financial inclusion sphere.

Annual

FIDD

SCBs (including RRBs)

226.

Priority Sector Advances– Annual

State-wise data relating to PSA and sectoral credit

Annual

FIDD

All Commercial Banks including Regional Rural Banks, Small Finance Banks, Local Area Banks and Primary (Urban) Co-operative Banks other than Salary Earners’ Banks

227.

DNBS02-Important Financial Parameters - Annual

The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs.

Annual

DoS

Non-deposit taking non-NDSI

228.

DRI Advances

Disbursements, demand, recovery, overdues and outstandings under various parameters

Annual

FIDD

Indian Scheduled Commercial Banks (Excluding RRBs)

229.

DAY-NULM Target

State-wise return with targets for Self-Employment Programme (SEP) for Individuals, Group and SHGs under NULM scheme

Annual

FIDD

All Scheduled Commercial Banks & Small Finance Banks

230.

Form IX (Sec. 26 of the BR Act, 1949)

Statutory Return of Unclaimed Deposit Accounts in India which have not been operated upon for 10 years or more as on 31st December

Annual

DoR

Commercial Banks

231.

DNBS10-Statutory Auditor Certificate (SAC) Return

To ensure continued regulatory compliance for all NBFCs.

Annual

DoS

All NBFCs and ARCs

232.

List of Offices/Branches of AD Bank Maintaining Rupee Accounts of Non-Resident Banks

List of all offices/branches, of an AD bank, which are maintaining Rupee accounts of non-resident banks

Annually

FMRD

Authorised Dealer Category - I Banks

233.

Form A Certificate

Information to be submitted by the NBFCs regarding appointment of Statutory Central Auditor (SCA)/ Statutory Auditor (SA)

Annual

DoS

All NBFCs

234.   

Format for furnishing addresses etc., particulars of Forged Note Vigilance Cell (FNVC) to RBI

The return conveys the following particulars -
Address of FNVC
Name and designation of officer-in-charge
Telephone number
Fax number
E-mail address

Annual (as on 1st April)

DCM

All Banks

235.

Form X -Asset & Liability of RRBs

Form X -Asset & Liability of RRBs

31 March yearly

DSIM

RRBs

236.

Proforma for reporting details of profits remitted to Head Office by foreign banks operating in India

Statement of remittance of profits/surplus by foreign banks

Yearly

DOR/DoS

Foreign Banks

237.

Amount of foreign currency written off during the financial year

Amount of foreign currency written off during the financial year

Yearly

FED

FFMCs/non-bank ADs Category-II

238.

Reporting of Long-term Advance

Reporting of Long-term Advance of USD 100 million & more alongwith Progress Report to be submitted by Authorised Dealer Bank on utilization of Long term export Advances

Yearly

FED

AD Category - I Banks

239.

Balance Sheet of SCBs (Sec. 31 of the BR Act, 1949)

Submission of duly audited Balance Sheet and Profit and Loss Account

Yearly

DoR

SCBs (excluding RRBs)

240.

Balance Sheet Analysis (BSA)

BSA captures audited accounts of the bank with notes on accounts

Yearly

DoS

All CBs

241.

OSS8

Statement on Bank Profile

Yearly

DoS

All UCBs

242.

Form - VIII

Statement of Unclaimed Deposit Accounts not operated more than 10 years

Yearly

DoS

All UCBs

243.

Whole Bank Long Form Audit Report and Compliance thereof

Whole Bank Long Form Audit Report and Compliance thereof

Yearly

DoS

All CBs

244.

Certificate regarding continuance of the “fit and proper” status of all major shareholder

Certificate regarding continuance of the “fit and proper” status of all major shareholders. In case any major shareholder is assessed to be not “fit and proper”, the concerned bank shall report the same immediately in Form D specified in the Schedule to extant Master Directions

30 September yearly

DoR

All Private Sector Banks including Local Area Banks

245.

Copy of Annual Report with audited Statements of accounts

Copy of Annual Report with audited Statements of accounts as on 31st March

30 June yearly

DoR

Local Area Banks

246.

Statement of shareholding (Restrictions on holding shares)

Statement of shareholding (Restrictions on holding shares)

31 March yearly

DoR

StCBs, DCCBs

247.

Form IX Spl.

Form IX Spl.

31 March yearly

DoR

StCBs, DCCBs

248.

Notes on A/c

Notes on A/c

31 March yearly

DoR

StCBs, DCCBs

249.

FCS - Survey Schedule

Survey on Foreign Collaboration in Indian Industry (FCS) information on foreign technical collaboration with Indian companies

Biennial

DSIM

All Indian Companies having technical collaboration with foreign entity

Frequently Asked Questions

The regulatory return in RBI helps in the operations of bank users in the submission of the regulatory return to RBI. This also helps collect foreign exchange transactions.

The function of compliance will help ensure the regulations of all statutory and regulatory requirements are met to maintain conduct, manage conflict of interest, or avoid penalties for non-compliance.

The key regulations in the RBI are credit information company regulations, 2004, deposit insurance and credit guarantee corporation general regulations, 1961, FEMA and various other regulations.

The role of compliance in the bank is to detect suspicious actions, report activities like AML regulations, maintain financial integrity and prevent suspicious activities and non-compliance with the laws.

This means financial compliance is the laws and rules related to financial services to comply and enforce within the financial sectors and capital markets.

There is a grace period of three days in RBI.

The BSR stands for Basic Statistical Return, and it is a registered digit code that is provided to the registered bank by the RBI.

The RBI acts as a banker’s bank, a custodian of foreign reserves, a credit controller and the printing & circulation of currency notes.

KYC compliance is a regulatory obligation of financial and non-financial organizations that develop identification customer processes for the verification of individuals.

The compliance officer is responsible for maintaining compliance with the bank.

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