SEBI Registration

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AIF Registration

Asset Management: Alternative Investment Funds

Asset Management

It refers to the management of assets. It is the direction of clients assets i.e. cash or securities by a financial services company. Such an institution o...

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SEBI Registration

Stock Broking License: An Overview

stock broker

Stock Brokers are governed by the following regulations: Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992.SEBI Act,...

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SEBI Registration

SEBI (Depository Participant Regulations), 1996

Depository Participant

About It? Sebi It is an institution which holds Securities or scrip’s with it, in which trading is done in electronic form at the request of the investor...

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SEBI Registration

What do you mean by Listing of Securities in Stock Exch...

What do you mean by Listing of Securities in Stock Exchange

Introduction Listing means the admission of a company's securities to trading on a stock exchange. Listing is not a compulsory act under the Companies Act...

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SEBI Registration

SEBI (CUSTODIAN OF SECURITIES) REGULATIONS, 1996

Private Placement of Securities

Meaning: Custodial Services in relation to securities of a Client or Gold or Gold related instruments held by a mutual fund or title deeds of real estate a...

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SEBI Registration

Procedure for Mutual Funds Registration in India

Mutual Fund

Mutual Fund registration in India must submit an application in Form A. What is the Procedure for Mutual Fund Registration in India? Mutual Fund act as tru...

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AIF Registration

Alternative Investment Fund Regulations

Alternative investment

Alternative investment AIFs included under this category are SME Funds, Venture Capital Funds, Social Venture Funds, and Infrastructure Funds What is Alter...

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Foreign Portfolio Investment

Foreign Direct Investment (FDI) Compliance Checklist...

FDI

The Remitting Investors should ensure that (for FDI) – Funds have to flow only from the investors’ bank accounts.The purpose of remittance should be s...

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