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Technical Glitches in Stock Broker’s Electronic Tradi...

Technical Glitches in Stock Broker’s Electronic Trading System: SEBI

The interests of the investor are paramount. Therefore, any inconvenience caused to the investor should be strictly resolute as early as possible. In order...

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SEBI

Issuers of Municipal Debt Securities to Issue Green Deb...

Issuers of Municipal Debt Securities to Issue Green Debt Securities: SEBI

A green debt security can be understood as an instrument which is issued to raise money for climate and environmental projects. It is also known as Climate...

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SEBI

SEBI Modifies Reporting Of OTC Trades in Non-Convertibl...

SEBI Modifies Reporting Of OTC Trades in Non-Convertible Securities

The OTC or over-the-counter is the trading of securities between two parties executed outside of formal exchanges & without the supervision of a stock...

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AIF Registration

SEBI Scheme of AIF for Priority Distribution among Inve...

SEBI Scheme of AIF for Priority Distribution among Investors

The AIF or Alternative Investment Fund is a privately pooled instrument vehicle which obtains funds from the investors. The AIF protects the interests of t...

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SEBI

Guidelines on Appointment of Compliance Officers: NSE...

Guidelines on Appointment of Compliance Officers: NSE

The National Stock Exchange of India (NSE) issued a circular on 25th November 2022 stating the guidelines pertaining to the appointment of compliance offic...

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SEBI

Post Sanction Requirements of Scheme for Listing NCDs/N...

Post Sanction Requirements of Scheme for Listing NCDs/NCRPS: An Analysis

The SEBI through a circular on 17th November 2022, has made it mandatory that any listed entity willing to make a draft scheme of arrangement for listing N...

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SEBI

Requirements for Listed Entities for Listing NCDs or NC...

Requirements for Listed Entities for Listing NCDs or NCRPS

The SEBI through a notification on 14th November, has amended the SEBI LODR Regulation 2015 by inserting two new regulations. The said regulation has made...

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SEBI

SEBI Scheme of Arrangement for Listed NCDs & NCRPS...

SEBI Scheme of Arrangement for Listed NCDs & NCRPS

In pursuance of the amendment in SEBI listing regulations 2015 on 14th November 2022, the new regulations were inserted with respect to the schemes of arra...

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