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Guidelines on Appointment of Compliance Officers: NSE...

Guidelines on Appointment of Compliance Officers: NSE

The National Stock Exchange of India (NSE) issued a circular on 25th November 2022 stating the guidelines pertaining to the appointment of compliance offic...

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SEBI

Post Sanction Requirements of Scheme for Listing NCDs/N...

Post Sanction Requirements of Scheme for Listing NCDs/NCRPS: An Analysis

The SEBI through a circular on 17th November 2022, has made it mandatory that any listed entity willing to make a draft scheme of arrangement for listing N...

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SEBI

Requirements for Listed Entities for Listing NCDs or NC...

Requirements for Listed Entities for Listing NCDs or NCRPS

The SEBI through a notification on 14th November, has amended the SEBI LODR Regulation 2015 by inserting two new regulations. The said regulation has made...

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SEBI

SEBI Scheme of Arrangement for Listed NCDs & NCRPS...

SEBI Scheme of Arrangement for Listed NCDs & NCRPS

In pursuance of the amendment in SEBI listing regulations 2015 on 14th November 2022, the new regulations were inserted with respect to the schemes of arra...

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SEBI

SEBI Issues Guidelines for AIFs for Declaration of Firs...

SEBI Issues Guidelines for AIFs for Declaration of First Close of Scheme

The Alternative Investment Fund or AIFs acts as a privately pooled investment vehicle wherein the funds collected from specified investors are invested in...

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SEBI

Registration & Regulatory Framework on Online Bond...

Registration & Regulatory Framework on Online Bond Platform Providers

The online Bond Platform Providers or OBPPs are the person or companies that provide debt securities to non-institutional investors on an online bond platf...

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SEBI

Weekly RoundUp of Significant Notifications issued by V...

Important Notifications of this Week (14th - 20th November) 2022

The authorities are well aware of the need of updating the laws and regulations to be in tune with the dynamic environment of the country. Therefore in fur...

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SEBI

SEBI Circular on Redressal of Investor Grievances throu...

SEBI Circular on Redressal of Investor Grievances through SCORES

The SEBI is the regulatory body of the financial instruments market in India. It is the apex body that regulates the buying and selling of securities. In a...

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