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SEBI Registration

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Apr 28 2018

Portfolio Management Services- A Budding Business

In current market Portfolio Management Services are very much in demand. Many investors are being cautious and looking for expert advice before making big...

Apr 26 2018

Alternative Investment Funds in India

SEBI Provisions Relating To Alternative Investment Funds in India Before the introduction of the SEBI (Alternative Investment Funds) Regulations, 2012 ther...

Mar 16 2018

Asset Management: Alternative Investment Funds

It refers to the management of assets. It is the direction of clients assets i.e. cash or securities by a financial services company. Such an institution o...

Mar 13 2018

Stock Broking License: An Overview

Stock Brokers are governed by the following regulations: Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992.SEBI Act,...

Feb 14 2018

SEBI (Depository Participant Regulations), 1996

About It? Sebi It is an institution which holds Securities or scrip’s with it, in which trading is done in electronic form at the request of the investor...

Feb 04 2018

What do you mean by Listing of Securities in Stock Exch...

Listing means the admission of securities of a company to trading on a stock exchange. Listing is not compulsory under the Companies Act 2013/1956. It...

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Feb 03 2018

SEBI (CUSTODIAN OF SECURITIES) REGULATIONS, 1996

Meaning: Custodial Services in relation to securities of a Client or Gold or Gold related instruments held by a mutual fund or title deeds of real estate a...

Jan 18 2018

Procedure for Mutual Funds Registration in India

Mutual Fund registration in India must submit an application in Form A. What is the Procedure for Mutual Fund Registration in India? Mutual Fund act as tru...

Jan 15 2018

Alternative Investment Fund Regulations

Alternative investment AIFs included under this category are SME Funds, Venture Capital Funds, Social Venture Funds, and Infrastructure Funds What is Alter...

Foreign Direct Investment (FDI) Compliance Checklist...

The Remitting Investors should ensure that (for FDI) – Funds have to flow only from the investors’ bank accounts.The purpose of remittance should be s...

Jul 23 2017

BSE Listing Process and Requirement

In this article we shall discuss the BSE (Bombay Stock Exchange) listing process and requirements. Minimum Listing Requirements for New Companies The follo...

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