Direct Tax
Consulting
ESG Advisory
Indirect Tax
Growth Advisory
Internal Audit
BFSI Audit
Industry Audit
Valuation
RBI Services
SEBI Services
IRDA Registration
AML Advisory
IBC Services
NBFC Compliance
IRDA Compliance
Finance & Accounts
Payroll Compliance Services
HR Outsourcing
LPO
Fractional CFO
General Legal
Corporate Law
Debt Recovery
Select Your Location
Table of Contents
Sebi It is an institution which holds Securities or scrip’s with it, in which trading is done in electronic form at the request of the investor through a registered Depository Participant. The intermediaries are Depository Participants who do it on behalf of the clients or investors. These DP’s needs to get registered with Depositories in context to operate along with a SEBI License.
An investor has to open a Depository Account with the DP’s for assigning securities & thereby trading in the same. It just like a Bank which keeps securities rather than Cash. It holds a fund for investors.
Depositories Participants are agents of Depository. They act as an intermediary between Depository & Investors. It is affected by an agreement between both of them set out all essential clauses of service. A Depository Participant has to be registered with SEBI under the relevant regulations. They can be the following entities
Benefits of the dematerialized shares are given to the investor concerned as they hold the securities in a fiduciary capacity on behalf of the investor who has opted to open the account. Hence, they are Beneficial Owners of securities. A Total of 866 DP’s are registered with SEBI.
*Finally, if the Board is satisfied with the eligibility it will grant the Certificate in Form F.
The Initial registration shall be valid for a period of 5 years. They shall abide by the Code of Conduct specified in schedule III.
Names, the address of registered office, telephone, fax no. of the applicant along with the name of the contact person.
A joint venture is a strategic business arrangement in which two or more companies collaborate...
With the rising inflation rates and various other economic factors, wealthy Americans are incre...
Before approaching the new suppliers or any other third parties, you should always go for the v...
With the increasing landscape of Fintech Companies, it is increasingly vital that fintech compl...
This blog gives a detailed description through an audit report for industrial waste by examinin...
Are you human?: 8 + 8 =
Easy Payment Options Available No Spam. No Sharing. 100% Confidentiality
Over the years, India has relaxed the norms related to Foreign Direct Investment (FDI). Foreign Direct Investment i...
10 Sep, 2022
Alternative Investment Fund (AIF) is a privately pooled investment vehicle incorporated or established in India in...
13 Apr, 2023
Chat on Whatsapp
Hey I'm Suman. Let's Talk!