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Sebi It is an institution which holds Securities or scrip’s with it, in which trading is done in electronic form at the request of the investor through a registered Depository Participant. The intermediaries are Depository Participants who do it on behalf of the clients or investors. These DP’s needs to get registered with Depositories in context to operate along with a SEBI License.
An investor has to open a Depository Account with the DP’s for assigning securities & thereby trading in the same. It just like a Bank which keeps securities rather than Cash. It holds a fund for investors.
Depositories Participants are agents of Depository. They act as an intermediary between Depository & Investors. It is affected by an agreement between both of them set out all essential clauses of service. A Depository Participant has to be registered with SEBI under the relevant regulations. They can be the following entities
Benefits of the dematerialized shares are given to the investor concerned as they hold the securities in a fiduciary capacity on behalf of the investor who has opted to open the account. Hence, they are Beneficial Owners of securities. A Total of 866 DP’s are registered with SEBI.
*Finally, if the Board is satisfied with the eligibility it will grant the Certificate in Form F.
The Initial registration shall be valid for a period of 5 years. They shall abide by the Code of Conduct specified in schedule III.
Names, the address of registered office, telephone, fax no. of the applicant along with the name of the contact person.
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