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Mutual Fund registration in India must submit an application in Form A.
Mutual Fund act as trusts which pool the savings of investors, reinvest them in funds to earn profits and then distribute the dividend earned amongst the investors. In return, the Asset Management Companies (AMC’s) charge a certain amount as fees for this service. It is regulated by the SEBI (Mutual Fund) Regulations, 1996.
Example: HDFC Mutual Fund, ICICI Mutual Fund, IDFC Mutual Fund etc.
The investments are in accordance with the investment objectives as disclosed in offer document. An applicant intending to register a Mutual Fund in India must submit an application in Form A under Schedule I of the relevant regulations along with a non-refundable fee of Rs. 5 Lakhs.
It has to get registered itself at Securities & Exchange Board of India (SEBI) before proceeding to collect funds from the public.
Also, Read: How Does a Mutual Fund Operate?.
Also whether any of its sponsors, group or associated companies are listed on any Recognized Stock Exchange.
Applicant has to provide all the required information within 30 days from the receipt of a communication from SEBI, failing which the case me be considered as closed.
The scheme should be launched within 6 months from the date of issuance of observations by SEBI. If this time lag is extended then it has to be filed again.
The Filing Fee for an Offer Document is 0.0005% of the amount raised in the new fund offer or by way of Private Placement subject to Min 2 Lakhs & Max 50 Lakhs.
A Mutual Fund shall pay before 15th April each year an Annual Fee for every Financial Year from the year of registration:
Subject to a Min of 2,50,000 & a Max of INR 100,00,000.
All the Documents duly executed & vetted along with a NON – REFUNDABLE FEE OF 5 LACS & REGISTRATION FEES OF 25 LACS.
*Risk Disclaimer i.e. Mutual Fund investments are subject to market risks, read all scheme related documents carefully it is mandatory incorporate advertisements that form a part of brand promotion as mentioned in the 6th Schedule of SEBI (MF’s) Regulations, 1996 Advertisement Code.
People Also Read: Difference Between Portfolio Management and Mutual Fund.
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