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India's Trusted Post-IPO Compliance Partner — Zero Penalty Record

Post-IPO Compliance & SEBI LODR Management

EAre you looking for a team of professionals to look after SEBI LODR requirements for companies listed on NSE and BSE? At Enterslice, we provide end-to-end post-IPO compliance facilities, including quarterly results, annual reports, board governance, insider trading policies, and continuous disclosures.

SEBI LODR Quarterly Filing Annual Report Insider Trading Board Governance Continuous Disclosure
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100+
Listed Companies Served
0
SEBI Penalty Record
500+
Quarterly Filings Done
100%
Filing on Time
4.8/5 Client Rating
Zero SEBI Penalty Record
100% On-Time Filings
100+ Listed Companies
500+ IPO Professionals

Is Post-IPO Compliance Mandatory: A CEO's #1 Risk After Listing

As per SEBI LODR regulations, all listed companies must comply with 60+ requirements on a quarterly, annual, and event basis. Missing even one deadline can lead to SEBI notices, stock exchange penalties, and loss of investor trust. At Enterslice, we have a dedicated team to manage these compliances, ensuring end-to-end requirements are fulfilled, and so nothing is left out. This allows senior management to focus on company growth and regulatory measures.

Get LODR Compliance Assessment
60+
LODR Obligations
 
4x/Yr
Quarterly Results
 
₹1L+
Min SEBI Penalty
 
100%
On-Time Rate
 

What is Post-IPO SEBI LODR Compliance?

The SEBI LODR Regulations,2015, which stands for Listing Obligations and Disclosure Requirements, is a statutory act that governs every aspect of a company’s conduct after it is listed on NSE or BSE. It is a must-provision for a company to maintain continuous disclosures, periodic financial reporting, board-level governance standards, insider trading prevention frameworks and investor communication protocols that apply from the very first day of listings.

Failure to comply with these regulations leads to stock exchange notices, daily fines, and, in serious cases, SEBI actions or even trading suspension. However, penalties are not fixed and depend on the violation, ranging from daily fines to up to ₹1 crore for major disclosure failures.

Companies that are newly listed face an immediate and substantial regulatory workload, such as quarterly financial results within 45 days, annual reports within 60 days of AGM, board meeting notices, shareholder communications, and event-based disclosures within 24 hours.

At Enterslice, the Post-IPO Compliance Retainer covers all LODR obligations, starting from quarterly results preparation and XBRL filing to board agenda management, related party transaction approvals, insider trading window monitoring, and SEBI/exchange correspondence through a dedicated compliance manager assigned to your account.

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Core Services

Our Post IPO LODR Compliance Services

At Enterslice, we provide end-to-end SEBI LODR compliance services for both NSE and BSE-listed companies. We guarantee a zero-miss approach:

01

Quarterly Results & XBRL Filing

We help to prepare a timely filing of the quarterly financial results with NSE/BSE within 45 days in XBRL format.

  • Standalone and consolidated financial statements
  • XBRL tagging and validation
  • Filing on the BSE and NSE portals
  • Preparation of investor press releases
02

Annual Report & AGM Compliance

Preparation of an end-to-end annual report, AGM notice, resolutions, and SEBI LODR annual disclosure compliance.

  • Drafting of Annual Report
  • AGM notice & resolutions
  • Business responsibility report
  • Corporate governance disclosures
03

Board Governance Management

Management of a complete board meeting, including agenda preparation, minutes, committee meetings, and independent director compliance.

  • Board meeting agenda & minutes
  • Audit/NRC/CSR committee management
  • Independent director compliance
  • Board evaluation framework
04

Insider Trading Policy Management

Designing and managing an insider trading prevention framework, such as trading windows, disclosures, UPSI controls, and SEBI reporting.

  • ITP design & implementation
  • Trading window management
  • UPSI identification & control
  • SEBI/exchange reporting
05

Continuous & Event-Based Disclosures

We also offer 24-hour event-based disclosure management, such as material information, board decisions, regulatory orders, and SEBI filings.

  • Material event identification
  • BSE/NSE portal disclosures
  • Outcome of board meetings
  • Shareholder pattern filings
06

Related Party Transaction Compliance

A comprehensive review of RPT audit committee, shareholder approval management, and LODR RPT disclosure compliance.

  • RPT policy maintenance
  • Audit committee approvals
  • Shareholder resolution management
  • Half-yearly RPT disclosures
LODR Compliance Calendar

Annual Post-IPO Compliance Timeline

Key SEBI LODR milestones every listed company must meet- proactively managed by Enterslice.

Q1 (April – June)
April Filings
Q4 & Annual Financial Results, XBRL Filing, Shareholding Pattern, Annual Report
Deadline: By 30 June
Q2 (July – September)
AGM & July Compliance
Q1 Financial Results, AGM Notice & Conduct, Secretarial Audit, Board Evaluation
Deadline: By 14 August
Q3 (October – December)
October Filings
Q2 Financial Results, Half-Yearly Related Party Transaction (RPT) Disclosures, Compliance Report.
Deadline: By 14 November
Q4 (January – March)
January Filings
Q3 Financial Results, Insider Trading Annual Disclosures, Board Committee Reviews
Deadline: By 14 February
KEY ADVANTAGES

What are the Benefits of the Enterslice LODR Compliance Retainer?

Our team of experts for LODR compliance retainer service removes regulatory stress, avoids penalties, and allows leaders to stay focused on company growth.

Zero Penalty Guarantee

We ensure you don’t miss SEBI & stock exchange deadlines with the help of a proactive compliance calendar. Thus, protecting your company from fines, notices and trading suspensions.

Management Bandwidth Freed

A dedicated team of Enterslice compliance managers will seamlessly handle all obligations related to LODR so that your CEO and CFO can focus on strategy instead of regulatory tasks.

Institutional Investor Confidence

Those companies that maintain consistent disclosures and robust governance practices build trust with institutional investors and provide better valuations in the market.

Proactive Risk Management

Continuous monitoring helps to identify and detect regulatory changes at an early stage, thus keeping you ahead of SEBI requirements and avoiding last-minute risks before it is too late.

Regulatory Representation

At Enterslice, starting from drafting responses to representing your company before SEBI or exchanges, all queries are professionally handled quickly and seamlessly by our dedicated team of experts.

Growth-Enabling Governance

A company with strong compliance builds a solid foundation for fundraising, acquisitions, and long-term market credibility, thus it overall turns compliance into a competitive advantage.

FAQs

Post-IPO Compliance- Frequently Asked Questions

Key questions about SEBI LODR compliance for NSE and BSE-listed companies.

The SEBI LODR (Listing Obligations and Disclosure Requirements) Regulations, 2015, are a legal obligation that applies to every company listed on NSE, BSE, or any recognized Indian stock exchange. It is crucial for these companies to maintain and comply with quarterly financial reporting, continuous event-based disclosures, board governance standards, insider trading prevention, and annual compliance obligations.

Those companies that fail to meet the SEBI LODR face several ranges of penalties, such as Rs. 1 lakh to Rs. 1 crore per violation, plus daily penalties for continuing violations. In case of delay in filing, an additional charge fine of Rs. 1,000-5,000 per day is imposed. Moreover, repeated violations can result in trading suspension, promoter debarment, and SEBI adjudication proceedings. Non-compliant companies also face institutional investor downgrading and index exclusion risks.

A listed company in India must make a quarterly submission of its financial results within 45 days from the end of each quarter and within 60 days for the last quarter (annual results). These results must also be approved by the Board of Directors and filed with the stock exchange(s) in the prescribed (XBRL) format. Additionally, companies should also publish the said result in the newspapers within 48 hours of board approval. Additionally, Q4 results must include audited annual financial statements.

Listed companies must comply with SEBI PIT Regulations by adopting a Code of Conduct to prevent insider trading. This includes a designated person list, trading window closure periods, pre-clearance requirements for trades above thresholds, UPSI identification protocols, and annual disclosure requirements. Any violations may cause criminal liability; our team of experts from Enterslice implements and monitors your insider trading compliance framework seamlessly.

A Enterslice LODR compliance retainer engaged a dedicated compliance manager to look after the concerned listed company. We also maintain a 12-month compliance calendar, ensure to send an advance reminder for all deadlines, prepare all the necessary documents and filings, coordinate with board and committee meetings, manage exchange portal submissions, and accordingly represent you in any SEBI correspondence that is covered all over under a fixed annual retainer.

The cost of post IPO compliance services starts from Rs. 4-8 lakh per annum, depending on company size, exchange listing, complexity, and scope of services. This cost is significantly lower than hiring a dedicated in-house compliance staff and includes the expertise of a team rather than a single person. You can contact us for a customized quote tailored to your specific compliance requirements.

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