What is SEBI Investment Advisors Registrations?
The Investment Advisor is a person or entity who is engaged in the task of providing advice on investments to its clients or other persons/group of persons in return of some consideration. The advice may be in the form of dealing in securities or investment products or any advice relating to investing in purchase, sale or dealing in the securities otherwise.
The Investment Advisor may be in the form of an individual, an entity, a partnership firm or even an NBFC. But no person shall carry on the activities of investment advisor without obtaining the registration certificate from SEBI under SEBI (Investment Advisors)Regulations, 2013.